Investors potentially incurred losses because of securities broker Gail Castleman Hilder (also known as Gail Patricia Castleman and Gail Patricia Hilder) [CRD: 1155270, Belle Haven, Virginia], according to public information located on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Gail Hilder worked for Centaurus Financial Inc. from February 3, 2010, to December 8, 2021. Investors should review the information below to discover more about the disclosure involving this securities broker.
Also, a Centaurus Financial client filed FINRA Arbitration No. 23-00636 about Gail Hilder. Mainly, the client alleged that Hilder recommended a high-risk and illiquid investment and made unsuitable recommendations. For this reason, the client allegedly incurred damages related to corporate bonds. Therefore, on February 8, 2024, Centaurus Financial settled this matter by paying the client $51,120 in damages.
Particularly, a client of SunTrust Investment Services Inc. disputed Gail Hilder’s sales practices by filing FINRA Arbitration No. 11-02670. Allegedly, Hilder failed to supervise certain representatives and made unsuitable recommendations. It appears that Hilder caused the client to incur damages connected to RMK closed-end funds. As a result, SunTrust Investment Services Inc. opted to settle the matter on August 21, 2012, by compensating the client in the amount of $67,500.
Specifically, a SunTrust Investment Services Inc. client filed a complaint about Gail Hilder. Primarily, the client alleged poor performance. Because of this, the client allegedly sustained damages relating to mutual funds. Consequently, on October 20, 2008, SunTrust Investment Services Inc. settled this matter by paying the client $35,000 in damages.
Are you concerned about investments you made through Gail Hilder? If so, reach out to Soreide Law Group at (888) 760-6552 or online and speak with a securities attorney regarding a possible recovery of your investment losses. Soreide Law Group has recovered losses for investors throughout the United States. Also, the firm represents investors on a contingency fee basis and advances all costs. Hilder and brokerage firms Hilder worked for deny accusations of sales practice violations.
FINRA sanctioned securities broker Lester Joel Hochler [CRD: 3209012, McDonough, Georgia], according to publicly available information found on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Hochler worked for Cape Securities Inc. from March 17, 2016, to April 14, 2026, and joined American Global Wealth Management Inc. on December 5, 2019. He was also associated with G.F. […]
Investors might have sustained losses due to securities broker Roger Allan Roemmich [CRD: 1293322, Red Bank, New Jersey], given the public information on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Roger Roemmich worked for Alexander Capital LP from October 2, 2020, to May 30, 2025, as a general securities representative. See below to learn more about […]
Investors potentially incurred losses because of securities broker Avinesh Kumar Shankar [CRD: 6232970, Roseville, California], based on disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Avinesh Shankar worked for Pruco Securities LLC from October 9, 2019, to March 13, 2024. Investors are encouraged to continue reading to find out more about the disclosures involving Shankar […]
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