John Alex (CRD: 2020710) settled customer disputes at Morgan Stanley and UBS Financial Services between 2011 and 2025, according to BrokerCheck, which lists him as John L. Alex.
Investors have come forward with complaints about securities broker Gary Isler (CRD: 1514385, Lawrenceville, New Jersey). Evidently, the securities broker, who worked for David Lerner Associates Inc., discloses client disputes via Financial Industry Regulatory Authority (FINRA) BrokerCheck. Evidently, David Lerner Associates Inc. clients allege that Isler made unsuitable recommendations, made misrepresentations, made omissions, and breached a fiduciary duty. For more on these disclosures about Isler, see below.
Also, a client of David Lerner Associates Inc. contested Gary Isler’s sales practices by filing FINRA Arbitration: 21-01824. Allegedly, Isler gave unsuitable advice, made misrepresentations, made omissions, and breached a fiduciary duty. It appears that Isler caused the client to sustain damages on private placements. Therefore, David Lerner Associates Inc. opted to settle the matter on October 27, 2022, by compensating the client in the amount of $20,000.
Specifically, a client of David Lerner Associates Inc. contested Gary Isler’s sales practices by filing FINRA Arbitration: 20-03342. Allegedly, Isler acted unethically, made unsuitable recommendations and misrepresentations. It appears that Isler caused the client to sustain damages on mutual funds. Therefore, David Lerner Associates Inc. opted to settle the matter on December 6, 2021, by compensating the client in the amount of $40,000.
Also, a David Lerner Associates Inc. client filed FINRA Arbitration: 18-00124 about Gary Isler. Namely, the client alleged that Isler made misrepresentations, made omissions, gave unsuitable advice, and breached a fiduciary duty. Because of this, the client allegedly sustained damages on real estate securities and municipal bonds. Therefore, on April 9, 2019, David Lerner Associates Inc. settled this matter by paying the client $15,862.50 in damages.
Particularly, a client of David Lerner Associates Inc. contested Gary Isler’s sales practices by filing FINRA Arbitration: 16-02785. Allegedly, Isler made omissions, made misrepresentations, and made unsuitable recommendations. It appears that Isler caused the client to sustain damages on real estate securities and municipal bonds. Therefore, David Lerner Associates Inc. opted to settle the matter on September 13, 2017, by compensating the client in the amount of $20,000.
Additionally, a David Lerner Associates Inc. client filed FINRA Arbitration: 15-02855 about Gary Isler. Namely, the client alleged that Isler gave unsuitable advice and made misrepresentations. Because of this, the client allegedly sustained damages on bonds. Therefore, on March 22, 2017, David Lerner Associates Inc. settled this matter by paying the client $20,179.74 in damages.
Isler has worked for David Lerner Associates Inc. in Lawrenceville, New Jersey, as a securities broker since January 3, 1996.
Did you sustain damages because of Gary Isler? If you have, get in touch with Soreide Law Group at (888) 760-6552 and talk with a securities attorney about a possible recovery of your losses. Soreide Law Group, who has successfully recovered money for investors throughout the United States, represents investors on a contingency fee basis and advances costs. Isler and brokerage firms Isler worked for deny accusations against them.
John Alex (CRD: 2020710) settled customer disputes at Morgan Stanley and UBS Financial Services between 2011 and 2025, according to BrokerCheck, which lists him as John L. Alex.
Sam Bhushan (CRD: 4884717) is named in several pending customer complaints and one settled dispute, according to his BrokerCheck report.
Sterling Louviere (CRD: 2021328), listed on BrokerCheck as Sterling Vaughn Louviere, is named in a pending customer claim over Reg D private placements, with Cabin Securities as the firm named.
Phone:
Fax: 1-954-760-6553
Email: [email protected]