Investors have come forward with complaints about securities broker Gregory Patrick Bodkin (CRD: 3008389, New York, New York). Evidently, the securities broker, who worked for Worden Capital Management LLC, discloses client disputes via Financial Industry Regulatory Authority (FINRA) BrokerCheck. Evidently, Worden Capital Management LLC clients allege that Bodkin breached fiduciary duties, breached a contract, and was negligent. For more on these disclosures about Bodkin, see below.
Worden Capital Management LLC Investor Accuses Bodkin Of Breach Of Fiduciary Duty
Also, a Worden Capital Management LLC client filed FINRA Arbitration: 22-00145 about Gregory Bodkin. Namely, the client alleged that Bodkin breached fiduciary duties, breached a contract, and was negligent. Because of this, the client allegedly sustained damages on real estate securities. Therefore, on March 21, 2023, Worden Capital Management LLC settled this matter by paying the client compensation.
Worden Capital Management LLC Investor Accuses Gregory Bodkin Of Unsuitable Recommendations
Specifically, a Worden Capital Management LLC client filed FINRA Arbitration: 22-00057 about Gregory Bodkin. Namely, the client alleged that Bodkin made unsuitable recommendations, was negligent, made misrepresentations, made omissions, and churned accounts. Because of this, the client allegedly sustained damages on stocks and over-the-counter equities. Therefore, on February 10, 2023, Worden Capital Management LLC settled this matter by paying the client compensation.
Bodkin Discloses Failure To Supervise Allegations By Worden Capital Management LLC Client
Also, a client of Worden Capital Management LLC contested Gregory Bodkin’s sales practices by filing FINRA Arbitration: 21-01804. Allegedly, Bodkin breached a fiduciary duty, gave unsuitable advice, breached a contract, and was negligent. It appears that Bodkin caused the client to sustain damages on stocks and over-the-counter equities. Therefore, Worden Capital Management LLC opted to settle the matter on May 31, 2022, by compensating the client.
Worden Capital Management LLC Investor Accuses Gregory Bodkin Of Misconduct
Additionally, a Worden Capital Management LLC client filed FINRA Arbitration: 21-02438 about Gregory Bodkin. Namely, the client alleged that Bodkin acted unethically, churned accounts, engaged in unauthorized trading, engaged in excessive trading, breached fiduciary duties, made unsuitable recommendations, breached a contract, and was negligent. Because of this, the client allegedly sustained damages on over-the-counter equities and stocks. Therefore, on May 31, 2022, Worden Capital Management LLC settled this matter by paying the client compensation.
Bodkin worked for Worden Capital Management LLC in New York, New York, as a securities broker from May 18, 2017, to October 6, 2021.
Damages Resulting From Worden Capital Management LLC Securities Broker Gregory Bodkin?
Suffer damages through Gregory Bodkin? If so, get in touch with Soreide Law Group at (888) 760-6552 and speak with an investment lawyer about a possible recovery of your losses. Soreide Law Group, who has effectively recovered money for hundreds of investors across the United States, represents clients on a contingency fee basis and advances all costs. Bodkin and brokerage firms Bodkin worked for deny any and all allegations of sales practice violations.
