Gregory Lourdin Faced Newbridge Securities Corporation Investor Dispute Alleging Negligence

Investors apparently complained about securities broker Gregory Lourdin [CRD: 4152768, New York, New York], based on publicly available information on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Gregory Lourdin worked for Newbridge Securities Corporation beginning on March 18, 2016. Investors can see below to learn more about the disclosures involving this individual.

Newbridge Securities Corporation Investor Accused Lourdin Of Unsuitable Recommendations And Negligence

Notably, a Newbridge Securities Corporation client filed FINRA Arbitration No. 23-02368 about Gregory Lourdin. Mainly, the client alleged that Lourdin made unsuitable recommendations and was negligent. For this reason, the client allegedly sustained damages relating to stocks. Therefore, on January 31, 2024, Newbridge Securities Corporation settled this matter by paying the client $12,500 in damages.

Gregory Lourdin Disclosed Misrepresentation And Breach Of Fiduciary Duty Allegations By National Securities Corp Client

Specifically, a client of National Securities Corp contested Lourdin’s sales practices by filing FINRA Arbitration No. 17-01644. Allegedly, Lourdin made misrepresentations, was negligent, made unsuitable recommendations, engaged in unauthorized trading, made omissions, and breached his fiduciary duty. It appears that Lourdin allegedly caused the client to experience damages connected to over-the-counter equities. As a result, National Securities Corp opted to settle the matter on December 21, 2017, by paying the client $7,250.

National Securities Corp Investor Accused Lourdin Of Unauthorized Trading

Particularly, on February 27, 2013, a National Securities Corp client filed a complaint about Gregory Lourdin. Primarily, the client alleged that Lourdin engaged in unauthorized trading. Because of this, the client allegedly experienced damages linked to over-the-counter equities. Consequently, the client requested compensation from National Securities Corp or Lourdin. This complaint was withdrawn by the client.

Have You Made Investments Through Financial Advisor / Securities Broker Gregory Lourdin?

Did you suffer any investment-related losses because of Gregory Lourdin? If so, reach out to Soreide Law Group at (888) 760-6552 or online and talk with a securities lawyer about a possible recovery of your investment losses. Soreide Law Group has recovered losses for investors throughout the country. Also, the firm takes cases on a contingency fee basis and advances all costs. Lourdin and brokerage firms Lourdin worked for deny allegations of sales practice violations.