Investors potentially incurred losses because of securities broker Guy Anthony Harrigan [CRD: 1817525, Boulder, Colorado], based on disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Evidently, Harrigan worked for Lion Street Financial LLC from October 6, 2016, to September 18, 2023, and Triad Advisors Inc. from April 1, 2013, to October 7, 2016. See the following information to find out more about the disclosures concerning this investment adviser and previously registered broker.
Particularly, on July 1, 2025, a Triad Advisors Inc. client filed FINRA Arbitration No. 25-01330 about Guy Harrigan. Primarily, the client alleged that Harrigan made unsuitable recommendations related to the sale of alternative investments. For this reason, the investor allegedly incurred damages. Therefore, the client requested $123,000 in compensation from Triad Advisors Inc. or Harrigan. It appears that this arbitration is pending a resolution.
Specifically, a client of Triad Advisors LLC disputed Guy Harrigan’s sales practices by filing FINRA Arbitration No. 23-01120. Allegedly, Harrigan gave unsuitable advice about alternative investments. It appears that Harrigan caused the client to sustain damages. As a result, Triad Advisors LLC opted to settle the matter on March 28, 2024, by compensating the client in the amount of $180,000.
Did you experience losses because of Guy Harrigan? You can contact Soreide Law Group at (888) 760-6552 or online and consult with a securities attorney about a possible recovery of your investment losses. For more than a decade, Soreide Law Group has recovered losses for investors throughout the country. Also, the firm works on a contingency fee basis and advances all costs. Harrigan and brokerage firms Harrigan worked for deny allegations of sales practice violations.
Soreide Law Group is investigating potential investor claims involving Blue Owl Capital Corporation (NYSE: OBDC), including whether brokers and financial advisors properly explained the risks surrounding this publicly traded business development company and its related private credit platform. OBDC invests primarily in loans to middle-market companies and is often marketed as an income-generating investment. However, […]
Investors potentially experienced sales practice violations by securities broker Mark Perry Kissinger [CRD: 4546631, Frisco, Texas], given the disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Kissinger worked for NYLIFE Securities LLC since November 27, 2018, and Eagle Strategies LLC since March 15, 2023. Read on for a better understanding about the disclosures involving this […]
Investors have reportedly disputed the sales practices of securities broker Robert Steven Wilkinson [CRD: 1180321, Oakland, California], according to publicly available information found on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Wilkinson worked for Western International Securities Inc. from November 26, 2013, to June 5, 2025, and later registered with LPL Financial LLC beginning June 5, […]
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