Investors potentially experienced sales practice violations by securities broker Ian Greenblatt (also known as Eric Green) [CRD: 2276966, Melville, New York], according to publicly available information on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Greenblatt has been registered with Capitol Securities Management Inc. since October 24, 2012. Keep reading to find out more about Greenblatt’s disclosures.
Particularly, on October 15, 2025, a Capitol Securities Management Inc. client filed a complaint about Ian Greenblatt. Primarily, the client alleged that Greenblatt engaged in unauthorized trading and made unsuitable recommendations, and that the accounts were overconcentrated. For this reason, the client allegedly experienced damages connected to stocks. Therefore, the client requested compensation from Capitol Securities Management Inc. or Greenblatt.
Specifically, a client of Capitol Securities Management Inc. contested Ian Greenblatt’s sales practices by filing FINRA Arbitration No. 25-00092. Allegedly, Greenblatt recommended high-risk trades and engaged in excessive trading. It appears that Greenblatt caused the client to experience damages associated with stocks. As a result, Capitol Securities Management Inc. opted to settle the matter on August 14, 2025, by compensating the client in the amount of $87,500.
Also, a client of Capitol Securities Management Inc. disputed Greenblatt’s sales practices, according to a complaint dated August 21, 2017. Allegedly, Greenblatt made unsuitable recommendations, breached his fiduciary duty, was negligent, committed elder abuse, failed to supervise certain representatives, and breached a contract. It appears that Greenblatt allegedly caused the client to sustain damages linked to stocks. Consequently, the client sought compensation from Capitol Securities Management Inc. or Greenblatt in the amount of $500,000 in this matter. This dispute was filed as FINRA Arbitration No. 17-02214 and was resolved on September 27, 2018, when Capitol Securities Management Inc. settled the matter by paying the client $183,000 in damages.
Evidently, a client of Westrock Advisors contested Greenblatt’s sales practices, according to a complaint dated September 6, 2005. Allegedly, Greenblatt engaged in unauthorized trading. It appears that Greenblatt allegedly caused the client to incur damages relating to over-the-counter equities. Therefore, the client sought compensation from Westrock Advisors or Greenblatt in the amount of $15,000 in this matter. The complaint was denied on September 6, 2005.
Do you have concerns or questions regarding investments you made with Ian Greenblatt? Contact Soreide Law Group at (888) 760-6552 or online and speak with a securities attorney concerning a possible recovery of your investment losses. Soreide Law Group has recovered losses for investors throughout the country. Also, the firm represents investors on a contingency fee basis and advances all costs. Greenblatt and brokerage firms Greenblatt worked for deny allegations of sales practice violations.
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