Investors might have sustained losses due to securities broker Jack W. Yvars [CRD: 6377111, Concord, New Hampshire], according to disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Evidently, Yvars has been registered with Osaic Wealth Inc. since November 2, 2018. This follows his previous registration with Signator Investors Inc., which lasted from June 22, 2016, to November 2, 2018. Discover more about the investor disputes involving Jack Yvars by reading further.
Jack Yvars has faced multiple allegations regarding his conduct with clients’ investments. One notable case involves a FINRA Arbitration No. 23-03339 from November 20, 2023, where Osaic Wealth Inc. clients alleged that Yvars recommended mutual funds that were unsuitable based on their investment needs and objectives. For this reason, the client alleged $104,624 in damages in this ongoing matter.
Another dispute was FINRA Arbitration No. 23-01037 on April 18, 2023, where a Royal Alliance Associates Inc. client alleged that the mutual funds portfolio recommended by Yvars in 2021 failed to meet their risk tolerance and investment objectives. Because of this, the customer allegedly experienced losses on the mutual funds. The alleged damages in this case are reported at $250,000. This matter is ongoing.
If you have experienced losses due to Jack Yvars, please reach out to Soreide Law Group online or at (888) 760-6552 to speak with a securities lawyer about potentially recovering your investment losses. Soreide Law Group specializes in recovering investor losses across the United States on a contingency fee basis, advancing all costs. Yvars and his associated brokerage firms deny the allegations of improper sales practices.
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