Soreide Law Group is investigating potential investor claims of sales practice violations possibly committed by securities broker James Roy Paige [CRD: 1726609, Vero Beach, Florida], according to disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Evidently, James Paige joined Wells Fargo Clearing Services LLC and Wells Fargo Advisors on October 31, 2008. Here’s an overview of the securities broker’s disclosures.
Evidently, on February 6, 2024, a Wells Fargo Clearing Services LLC client filed FINRA Arbitration No. 24-00270 about James Paige. Supposedly, Paige made unsuitable recommendations and engaged in unauthorized trading. Because of this, the client allegedly sustained damages on asset-backed bonds and other investments. Therefore, the client requested $11,000,000 in compensation from Wells Fargo Clearing Services LLC or Paige. This arbitration is pending a resolution.
Additionally, a client of Wells Fargo Clearing Services LLC contested James Paige’s sales practices by filing FINRA Arbitration No. 23-01182 on May 1, 2023. Allegedly, Paige failed to diversify the client’s investment assets. Also, he supposedly made unsuitable investment recommendations without disclosing the risks involved. As a result, the client seeks damages from Wells Fargo Clearing Services LLC or Paige in the amount of $1,000,000 to $2,000,000 in this ongoing matter.
Further, on December 20, 2022, a Wells Fargo Advisors LLC client filed a complaint about James Paige. Mainly, the client alleged that Paige engaged in unauthorized actions from December 5, 2019, to December 20, 2022. Because of this, the client allegedly sustained damages. For this reason, the client requested compensation from Wells Fargo Advisors LLC or Paige.
In addition, a client of Wells Fargo Advisors LLC contested James Paige’s sales practices, according to a complaint dated December 20, 2022. Allegedly, Paige engaged in unauthorized activity from August 17, 2020, to December 20, 2022. It appears that Paige allegedly caused the client to sustain damages on stocks. Because of this, the client sought damages from Wells Fargo Advisors LLC or Paige. However, the customer closed this dispute without taking further action.
Have you experienced losses due to financial advisor / securities broker James Paige? If you have, get in touch with Soreide Law Group online or at (888) 760-6552 and speak with a securities lawyer concerning a possible recovery of your investment losses. Soreide Law Group investment loss lawyers help individuals throughout the United States, work on a contingency fee basis, and advance all costs. Paige and brokerage firms Paige worked for deny accusations of sales practice violations.
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