Mark Kissinger Linked To NYLIFE Securities LLC Investor Dispute About Unsuitable Advice

Investors potentially experienced sales practice violations by securities broker Mark Perry Kissinger [CRD: 4546631, Frisco, Texas], given the disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Kissinger worked for NYLIFE Securities LLC since November 27, 2018, and Eagle Strategies LLC since March 15, 2023. Read on for a better understanding about the disclosures involving this securities broker.

NYLIFE Securities LLC Investor Accused Kissinger Of Unsuitable Recommendations

Notably, on January 16, 2026, a NYLIFE Securities LLC client filed a complaint about Mark Kissinger. Primarily, the client alleged that Kissinger made unsuitable recommendations involving a variable universal life insurance policy purchased in July 2022, which did not align with the client’s financial goals, risk tolerance, or liquidity needs. Because of this, the client allegedly incurred damages related to the life insurance products. Therefore, the client requested compensation from NYLIFE Securities LLC or Kissinger. The complaint remains pending.

Mark Kissinger Disclosed Misrepresentation Allegations By UBS Financial Services Inc. Client

Additionally, a client of UBS Financial Services Inc. disputed Kissinger’s sales practices by filing FINRA Arbitration: 09-00679. Allegedly, Kissinger made misrepresentations and made unsuitable recommendations concerning structured notes. It appears that Kissinger allegedly caused the client to suffer damages linked to structured products. Consequently, UBS Financial Services Inc. opted to settle the matter on January 25, 2010, by compensating the client in the amount of $105,000.

Were You Impacted By Financial Advisor / Securities Broker Kissinger?

Did you experience losses because of Mark Kissinger? You can contact Soreide Law Group at (888) 760-6552 or online and speak to a securities lawyer regarding a potential recovery of your investment losses. Soreide Law Group has recovered losses for hundreds of investors throughout the United States. Also, our securities lawyers work on a contingency fee basis and advance all costs. Kissinger and brokerage firms Kissinger worked for deny any accusations of sales practice violations.