Investors potentially experienced sales practice violations by securities broker Mark Perry Kissinger [CRD: 4546631, Frisco, Texas], given the disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Kissinger worked for NYLIFE Securities LLC since November 27, 2018, and Eagle Strategies LLC since March 15, 2023. Read on for a better understanding about the disclosures involving this securities broker.
Notably, on January 16, 2026, a NYLIFE Securities LLC client filed a complaint about Mark Kissinger. Primarily, the client alleged that Kissinger made unsuitable recommendations involving a variable universal life insurance policy purchased in July 2022, which did not align with the client’s financial goals, risk tolerance, or liquidity needs. Because of this, the client allegedly incurred damages related to the life insurance products. Therefore, the client requested compensation from NYLIFE Securities LLC or Kissinger. The complaint remains pending.
Additionally, a client of UBS Financial Services Inc. disputed Kissinger’s sales practices by filing FINRA Arbitration: 09-00679. Allegedly, Kissinger made misrepresentations and made unsuitable recommendations concerning structured notes. It appears that Kissinger allegedly caused the client to suffer damages linked to structured products. Consequently, UBS Financial Services Inc. opted to settle the matter on January 25, 2010, by compensating the client in the amount of $105,000.
Did you experience losses because of Mark Kissinger? You can contact Soreide Law Group at (888) 760-6552 or online and speak to a securities lawyer regarding a potential recovery of your investment losses. Soreide Law Group has recovered losses for hundreds of investors throughout the United States. Also, our securities lawyers work on a contingency fee basis and advance all costs. Kissinger and brokerage firms Kissinger worked for deny any accusations of sales practice violations.
Investors potentially experienced sales practice violations by securities broker Mark Perry Kissinger [CRD: 4546631, Frisco, Texas], given the disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Kissinger worked for NYLIFE Securities LLC since November 27, 2018, and Eagle Strategies LLC since March 15, 2023. Read on for a better understanding about the disclosures involving this […]
Investors have reportedly disputed the sales practices of securities broker Robert Steven Wilkinson [CRD: 1180321, Oakland, California], according to publicly available information found on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Wilkinson worked for Western International Securities Inc. from November 26, 2013, to June 5, 2025, and later registered with LPL Financial LLC beginning June 5, […]
Financial Industry Regulatory Authority (FINRA) barred securities broker Lyhen Fiallo (also known as Lyhen Hernandez) [CRD: 4579582, Hialeah, Florida], based on public information located on FINRA BrokerCheck. Lyhen Fiallo worked for PFS Investments Inc. from April 24, 2020, to December 31, 2024. Investors are encouraged to continue reading to find out more about this broker’s […]
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