Financial Industry Regulatory Authority (FINRA) BrokerCheck reveals disclosures about securities broker Jason Lowther (also known as Jason Smith) [CRD#: 2606268, Ann Arbor, Michigan].
Jason Lowther has over 27 years of experience in the securities industry and is currently employed by Concorde Investment Services, LLC, where he has worked since September 2021. He previously worked for Western International Securities, Inc. from October 2014 to September 2021, and prior to that, he held positions at Accelerated Capital Group, LPL Financial LLC, and other firms.
Recent disclosures raise concerns about Lowther’s conduct, including allegations of unsuitable investment recommendations, misleading clients, and unresolved financial matters.
On August 29, 2024, a client of Western International Securities, Inc. filed a FINRA arbitration claim (Case No. 24-01838), alleging that Jason Lowther provided unsuitable and misleading recommendations involving corporate debt investments. The client is seeking $125,000 in damages.
This arbitration is currently pending resolution.
Years ago, a client of H.J. Meyers & Co., Inc. alleged that Jason Lowther breached fiduciary duty and made unsuitable investment recommendations. The FINRA arbitration panel (Case No. 97-03808) awarded the client compensation.
Lowther’s statement clarified that the client initially approved the trades but later raised concerns about commission fees and investment losses. Attempts to resolve the matter failed, resulting in arbitration.
Looking for more information about Jason Lowther? If so, reach out to Soreide Law Group online or at (888) 760-6552 to speak with a securities attorney. Soreide Law Group takes cases on contingency, advances all necessary costs, and helps investors nationwide recover losses from sales practice misconduct, though outcomes may vary. Lowther and the firms he worked for deny accusations of sales practice violations.
Soreide Law Group is investigating potential investor claims involving Blue Owl Capital Corporation (NYSE: OBDC), including whether brokers and financial advisors properly explained the risks surrounding this publicly traded business development company and its related private credit platform. OBDC invests primarily in loans to middle-market companies and is often marketed as an income-generating investment. However, […]
Investors potentially experienced sales practice violations by securities broker Mark Perry Kissinger [CRD: 4546631, Frisco, Texas], given the disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Kissinger worked for NYLIFE Securities LLC since November 27, 2018, and Eagle Strategies LLC since March 15, 2023. Read on for a better understanding about the disclosures involving this […]
Investors have reportedly disputed the sales practices of securities broker Robert Steven Wilkinson [CRD: 1180321, Oakland, California], according to publicly available information found on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Wilkinson worked for Western International Securities Inc. from November 26, 2013, to June 5, 2025, and later registered with LPL Financial LLC beginning June 5, […]
Phone:
Fax: 1-954-760-6553
Email: info@securitieslawyer.com