Financial Industry Regulatory Authority (FINRA) BrokerCheck reveals disclosures about securities broker Jason Lowther (also known as Jason Smith) [CRD#: 2606268, Ann Arbor, Michigan].
Jason Lowther has over 27 years of experience in the securities industry and is currently employed by Concorde Investment Services, LLC, where he has worked since September 2021. He previously worked for Western International Securities, Inc. from October 2014 to September 2021, and prior to that, he held positions at Accelerated Capital Group, LPL Financial LLC, and other firms.
Recent disclosures raise concerns about Lowther’s conduct, including allegations of unsuitable investment recommendations, misleading clients, and unresolved financial matters.
On August 29, 2024, a client of Western International Securities, Inc. filed a FINRA arbitration claim (Case No. 24-01838), alleging that Jason Lowther provided unsuitable and misleading recommendations involving corporate debt investments. The client is seeking $125,000 in damages.
This arbitration is currently pending resolution.
Years ago, a client of H.J. Meyers & Co., Inc. alleged that Jason Lowther breached fiduciary duty and made unsuitable investment recommendations. The FINRA arbitration panel (Case No. 97-03808) awarded the client compensation.
Lowther’s statement clarified that the client initially approved the trades but later raised concerns about commission fees and investment losses. Attempts to resolve the matter failed, resulting in arbitration.
Looking for more information about Jason Lowther? If so, reach out to Soreide Law Group online or at (888) 760-6552 to speak with a securities attorney. Soreide Law Group takes cases on contingency, advances all necessary costs, and helps investors nationwide recover losses from sales practice misconduct, though outcomes may vary. Lowther and the firms he worked for deny accusations of sales practice violations.
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