FINRA provides important information in regard to securities broker Jason Brando Skyler (CRD#: 4634466, Santa Barbara, California)). Evidently, Skyler worked as a securities broker or financial advisor for Kovack Securities from 2017 to 2020. Also, he worked for TKG Financial LLC from 2006 to 2017. Here is a brief summary of the disclosures involving allegations of mismanagement and unauthorized trading, and what you could do if you experienced damages from improper sales practices.
It appears that a client took issue with Jason Skyler’s activities as a securities broker at TKG Financial and Kovack Securities, per a dispute dated March 21, 2020. Mainly, the client alleges that Skyler’s Improper account management resulted in market losses. Therefore, to settle this matter without admitting liability, the securities firm agreed to compensate the client in the amount of $12,000 on April 7, 2020.
Particularly, in October 2018, a TKG Financial client took aim at Jason Skyler’s sales practices. Apparently, the securities firm or broker is accused of unauthorized trading and failure to follow instructions (over the life of the account). Supposedly, the client experienced damages stemming from Skyler’s inappropriate sales practices. Therefore, the client demands that the securities firm compensate them. It appears that this matter is currently unresolved.
Did you realize losses because of Jason Skyler? You should contact Soreide Law Group at (888) 760-6552 and chat with a skilled securities attorney about a potential recovery of your losses. Soreide Law Group pursues investor dispute cases on a contingency fee basis. Also, we advance all costs. The firm has recovered substantial compensation for United States investors who have experienced losses from financial advisors or securities brokers. Please note that Skyler denies all accusations of unreasonable sales practices.
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