Investors apparently complained about securities broker Juan Pablo Benavides [CRD: 4288007, Miami, Florida], given the public information found on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Benavides has worked for Merrill Lynch as a securities broker since November 22, 2000, and as a financial advisor since March 15, 2004. See below to find out more about Benavides’s disclosures.
Additionally, on June 4, 2026, a Merrill Lynch client filed a complaint about Juan Benavides. Primarily, the client alleged that Benavides failed to execute an investment strategy in February 2026. Because of this, the client allegedly sustained damages. As a result, the client requested compensation from Merrill Lynch or Benavides. Merrill Lynch denied the complaint on July 15, 2026.
Also, a client of Merrill Lynch contested Juan Benavides’s sales practices, according to a complaint dated March 16, 2026. Allegedly, Benavides made misrepresentations concerning the return on an investment account. It appears that Benavides allegedly caused the client to sustain damages. Therefore, the client sought compensation from Merrill Lynch or Benavides in this matter. Merrill Lynch denied the complaint on May 22, 2026.
Evidently, on December 24, 2008, a Merrill Lynch client filed a complaint about Juan Benavides. Mainly, the client alleged that Benavides made unsuitable recommendations, made misrepresentations, and failed to follow instructions. For this reason, the client allegedly sustained damages involving stocks. Consequently, the client requested compensation from Merrill Lynch or Benavides. The matter was closed with no action on April 30, 2009.
Are you concerned about investments you made through Juan Benavides? Get in touch with Soreide Law Group online or at (888) 760-6552 and consult with a securities attorney concerning a possible recovery of your investment losses. Soreide Law Group has recovered losses for many investors throughout the United States. Also, our securities lawyers work on a contingency fee arrangement and advance all costs. Benavides and the brokerage firms Benavides worked for deny accusations of sales practice violations.
Investors potentially experienced sales practice violations by securities broker Matthew R. Carbray [CRD: 4565811, Northampton, Massachusetts], based on public information on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Carbray has worked for Kestra Investment Services LLC since July 21, 2006, and Kestra Advisory Services LLC since April 19, 2016. Continue reading to learn more about Carbray’s […]
Investors apparently complained about securities broker Juan Pablo Benavides [CRD: 4288007, Miami, Florida], given the public information found on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Benavides has worked for Merrill Lynch as a securities broker since November 22, 2000, and as a financial advisor since March 15, 2004. See below to find out more about […]
Investors potentially incurred losses because of securities broker Sandy Meyer Leff [CRD: 1796695, Atlanta, Georgia], according to information disclosed through Financial Industry Regulatory Authority (FINRA) BrokerCheck. Leff has worked for Carter Terry Company Inc. as a securities broker since October 6, 2016, and as a financial advisor since October 21, 2016. Keep reading to discover […]
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