Jason Tarver Faced Allegations Of Unsuitable Advice

Investors have come forward with complaints about securities broker Jason Eugene Tarver (CRD: 2569913, Frisco, Texas). Evidently, the securities broker, who worked for Merrill Lynch, discloses client disputes via Financial Industry Regulatory Authority (FINRA) BrokerCheck. Notably, Merrill Lynch clients allege that Tarver made unsuitable recommendations and engaged in unauthorized trading. For more on these disclosures about Tarver, see below.

Tarver Disclosed Unauthorized Trading Allegations By Merrill Lynch Client

Evidently, a Merrill Lynch client filed FINRA Arbitration: 20-04179 about Jason Tarver. Namely, the client alleged that Tarver provided unsuitable advice and engaged in unauthorized trading. Because of this, the client allegedly sustained damages on fixed annuities and credit lines. Therefore, on September 28, 2021, Merrill Lynch settled this matter by paying the client $2,000,000 in damages.

Jason Tarver Disclosed Unsuitable Recommendations Allegations By Merrill Lynch Client

Particularly, a client of Merrill Lynch contested Jason Tarver’s sales practices, according to a complaint dated October 3, 2002. Allegedly, Tarver made unsuitable recommendations. Supposedly, Tarver caused the client to sustain damages on over-the-counter equities. Therefore, the client sought compensatory relief from Merrill Lynch or Tarver in the amount of $500,000 in this matter. However, the securities firm closed this complaint.

Employment Information

Tarver joined Merrill Lynch as a securities broker and financial advisor in January 1996.

Did Merrill Lynch Securities Broker Jason Tarver Cause You To Experience Damages?

Did you suffer damages because of broker Jason Tarver? If so, reach out to Soreide Law Group at (888) 760-6552 and speak with an experienced securities attorney about a possible recovery of your investment losses. Soreide Law Group, who has successfully recovered money for hundreds of investors across the United States, represents clients on a contingency fee basis and advances costs. Tarver and brokerage firms Tarver worked for deny all allegations of sales practice violations.