Investors have come forward with complaints about securities broker Jason Eugene Tarver (CRD: 2569913, Frisco, Texas). Evidently, the securities broker, who worked for Merrill Lynch, discloses client disputes via Financial Industry Regulatory Authority (FINRA) BrokerCheck. Notably, Merrill Lynch clients allege that Tarver made unsuitable recommendations and engaged in unauthorized trading. For more on these disclosures about Tarver, see below.
Evidently, a Merrill Lynch client filed FINRA Arbitration: 20-04179 about Jason Tarver. Namely, the client alleged that Tarver provided unsuitable advice and engaged in unauthorized trading. Because of this, the client allegedly sustained damages on fixed annuities and credit lines. Therefore, on September 28, 2021, Merrill Lynch settled this matter by paying the client $2,000,000 in damages.
Particularly, a client of Merrill Lynch contested Jason Tarver’s sales practices, according to a complaint dated October 3, 2002. Allegedly, Tarver made unsuitable recommendations. Supposedly, Tarver caused the client to sustain damages on over-the-counter equities. Therefore, the client sought compensatory relief from Merrill Lynch or Tarver in the amount of $500,000 in this matter. However, the securities firm closed this complaint.
Tarver joined Merrill Lynch as a securities broker and financial advisor in January 1996.
Did you suffer damages because of broker Jason Tarver? If so, reach out to Soreide Law Group at (888) 760-6552 and speak with an experienced securities attorney about a possible recovery of your investment losses. Soreide Law Group, who has successfully recovered money for hundreds of investors across the United States, represents clients on a contingency fee basis and advances costs. Tarver and brokerage firms Tarver worked for deny all allegations of sales practice violations.
Pending customer claims on BrokerCheck name Michael Graham (CRD 3263494) and list LPL Financial as the firm. Each claim is pending and unproven, and no arbitrator has ruled on any of them. The customers allege that Graham misrepresented guaranteed principal and returns on a secured loan related to a real estate deal.
An SEC decision involving Titan Securities (CRD 131392) of Plano, Texas became final on August 7, 2026, according to FINRA's October 2026 Disciplinary and Other FINRA Actions report. The decision fined the firm $50,000. The record lists the firm as JTA Securities Management, Inc. dba Titan Securities.
Every settled customer dispute on Peter Maller's BrokerCheck report names Lincoln Financial as the firm. Maller holds CRD number 2322403. The newest dispute, filed on March 5, 2024, settled on August 15, 2024 for $12,500 against alleged damages of $50,000. The claimants alleged that the representative represented an oil and gas investment as safe.
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