Soreide Law Group is investigating possible investor claims against securities broker Jeffrey Kiesnoski (CRD: 2688017, Setauket, New York). Specifically, Financial Industry Regulatory Authority (FINRA) BrokerCheck discloses that investors disputed the sales practices of the securities broker, who worked for Concorde Investment Services LLC. Evidently, investors allege sales practice violations in these disputes, including that Kiesnoski made misrepresentations, acted unethically, and gave unsuitable advice. Here is a brief summary of the disclosures about Kiesnoski.
Also, a Concorde Investment Services LLC client filed FINRA Arbitration: 19-02562 about Jeffrey Kiesnoski. Namely, the client alleged that Kiesnoski made misrepresentations, acted unethically, and made unsuitable recommendations. Because of this, the client allegedly sustained damages on limited partnership interests. Therefore, on October 31, 2022, Concorde Investment Services LLC settled this matter by paying the client $400,000 in damages.
Specifically, a client of Concorde Investment Services LLC contested Jeffrey Kiesnoski’s sales practices by filing FINRA Arbitration: 21-01393. Allegedly, Kiesnoski breached a fiduciary duty, was negligent, made misrepresentations, and breached a contract. It appears that Kiesnoski caused the client to sustain damages on direct investments. Therefore, Concorde Investment Services LLC opted to settle the matter on August 8, 2022, by compensating the client in the amount of $200,000.
Also, a Concorde Investment Services LLC client filed FINRA Arbitration: 21-01581 about Jeffrey Kiesnoski. Namely, the client alleged that Kiesnoski breached a contract and breached a fiduciary duty. Because of this, the client allegedly sustained damages on non-traded REITs. Therefore, on October 21, 2021, Concorde Investment Services LLC settled this matter by paying the client $8,500 in damages.
Particularly, a client of GunnAllen Financial Inc. contested Jeffrey Kiesnoski’s sales practices, according to a complaint dated August 21, 2009. Allegedly, Kiesnoski failed to follow instructions. Supposedly, Kiesnoski caused the client to sustain damages on stocks. Therefore, the client requested compensation from GunnAllen Financial Inc. or Kiesnoski in the amount of $20,000. However, the securities firm denied this complaint.
Kiesnoski has worked for Concorde Investment Services LLC in Setauket, New York, as a securities broker since May 29, 2015.
Suffer damages by investing with Jeffrey Kiesnoski? If you have, reach out to Soreide Law Group at (888) 760-6552 and talk with a securities lawyer about a possible recovery of your losses. Soreide Law Group, who has effectively recovered money for investors in all 50 states, represents clients on a contingency fee basis and advances all costs. Kiesnoski and brokerage firms Kiesnoski worked for deny any and all allegations of sales practice violations.
JOHN LAWRENCE ALEX (JOHN L ALEX) has been registered both as a broker and financial advisor with MORGAN STANLEY of Morristown, New Jersey, since11/15/2011. According to FINRA’s BrokerCheck, available to the public on FINRA’s website, JOHN L ALEX has 36 years of experience in the securities industry and has been registered with 4 firms. Alex […]
JOSEPH KELLY (JOE KELLY) has been registered as a broker with VCS VENTURE SECURITIES of New York, NY since 6/17/2026. He was previously registered with SPARTAN CAPITAL SECURITIES LLC of New York, NY from 01/13/2017 - 12/18/2024. According to FINRA’s BrokerCheck, available to the public on FINRA’s website, JOSEPH KELLY has 21 years of experience […]
Soreide Law Group has filed a FINRA arbitration on behalf of our clients (Claimants) against: CENTAURUS FINANCIAL, INC (Respondent). The Claimants reside in Arizona and are retired. The Claimants were seeking stable investments that would provide them with income. The lawsuit states that the Claimants have a long-standing relationship with CENTAURUS FINANCIAL and its Financial Advisor, […]
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