Gabriel Swan (CRD: 5821532) faces a pending customer claim that alleges $180,000 in damages, according to BrokerCheck. In it, the customer alleges Swan failed to stop him from withdrawing funds, and Swan denies any wrongdoing.
Investors might have suffered losses due to financial advisor Jeffrey Douglas Mann [CRD: 2429708, Plano, Texas], given the disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Jeffrey Mann worked for Douglas Scott Securities Inc. as president from July 1995 to the present, and also worked for Hill Country Exploration Inc. as vice president and financial advisor from July 1995 to the present. Investors are encouraged to continue reading to discover more about Jeffrey Mann’s disclosures.
Specifically, on November 6, 2025, a Hill Country Exploration client filed Civil Action No. DC-25-21026 about Jeffrey Mann. Mann was named in a lawsuit involving written contracts for interests in two Okfuskee County, Oklahoma oil and gas prospects known as “Clearview” and “6 Shooter.” The plaintiff alleged that production returns were disappointing. Therefore, the plaintiff requested $1,000,000 in compensation from Hill Country Exploration or Mann. This civil suit is ongoing.
Particularly, a client of Douglas Scott Securities Inc. contested Jeffrey Mann’s sales practices, according to a complaint. Allegedly, Mann made unsuitable recommendations by allowing the client to invest in three separate direct participation programs connected to oil and gas drilling. It appears that Mann allegedly caused the client to incur damages on the direct investments. As a result, Douglas Scott Securities Inc. opted to settle the matter on April 20, 2011, by compensating the client in the amount of $14,999.99.
Do you need clarity on any investment losses relating to Jeffrey Mann? You can contact Soreide Law Group online or at (888) 760-6552 and speak with a securities attorney concerning a potential recovery of your investment losses. Soreide Law Group has recovered losses for individuals throughout the United States. Also, our securities lawyers handle cases on a contingency fee basis and advance all costs. Mann and brokerage firms Mann worked for deny accusations of sales practice violations.
Gabriel Swan (CRD: 5821532) faces a pending customer claim that alleges $180,000 in damages, according to BrokerCheck. In it, the customer alleges Swan failed to stop him from withdrawing funds, and Swan denies any wrongdoing.
A pending customer claim on the BrokerCheck report of John Ravsten (CRD: 5634077) alleges $118,000 in damages. The claimant alleges misrepresentation and says the investment did not suit the claimant's situation.
A pending $2,500,000 customer claim over DST investments appears on the BrokerCheck report of Wendy Kretschmer (CRD: 3111589). The claimants allege that WestPark recommended the investments, and the claim remains open.
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