Investors apparently complained about securities broker Jeffery Alan Wimer (also known as Jeffrey Alan Wimer) [CRD: 2985293, Fort Lee, New Jersey], based on disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Wimer worked for Citigroup Global Markets Inc. from March 13, 2012, to March 21, 2024. Investors should review the information below to discover more about Wimer’s disclosures.
Evidently, a Citigroup client filed FINRA Arbitration No. 24-00899 about Jeffrey Wimer. Primarily, the client alleged that Wimer engaged in unauthorized trading in structured products and was negligent, breached his fiduciary duty, violated state securities laws, and violated federal securities laws. For this reason, the client allegedly sustained damages associated with derivatives. As a result, on May 22, 2025, Citigroup settled this matter by paying the client $75,000 in damages.
Specifically, a client of E*TRADE contested Jeffrey Wimer’s sales practices, according to a complaint dated October 23, 2008. Allegedly, Wimer made omissions regarding the purchase of revenue bonds. It appears that Wimer allegedly caused the client to sustain damages. Therefore, the client sought compensation from E*TRADE or Wimer in the amount of more than $5,000 in this matter. However, the firm denied this complaint.
Did you experience losses because of Jeffrey Alan Wimer? Get in touch with Soreide Law Group online or at (888) 760-6552 and speak with a securities lawyer concerning a potential recovery of your investment losses. Soreide Law Group has recovered losses for clients throughout the country. Also, our securities lawyers work on a contingency fee basis and advance all costs. Wimer and brokerage firms Wimer worked for deny allegations of sales practice violations.
Investors potentially experienced sales practice violations by securities broker Kerrie Lynn Best [CRD: 2834846, Spring Hill, Florida], based on public information found on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Kerrie Best worked for Raymond James Associates Inc. beginning August 9, 2006, as a securities broker and beginning August 10, 2006, as a financial advisor. Investors […]
Investors potentially incurred losses because of securities broker Cooper Morgan Carden [CRD: 6902893, Hoover, Alabama], given the disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Cooper Carden worked for Northwestern Mutual Investment Services LLC from December 10, 2019, to March 17, 2026. See below to find out more about the securities broker’s disclosures. Northwestern Mutual […]
Investors might have sustained losses due to securities broker Michael Owen Barry [CRD: 2690041, New Orleans, Louisiana], according to disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Michael Barry has been registered with Stifel Nicolaus Company in New Orleans, Louisiana, since July 7, 2015, as both a broker and financial advisor. Investors are encouraged to […]
Phone:
Fax: 1-954-760-6553
Email: info@securitieslawyer.com