Investors possibly experienced losses because of securities broker Jerry Lawrence Goldblum [CRD: 2362993, Melville, New York], according to disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Evidently, Jerry Goldblum joined Equitable Advisors LLC on October 14, 2022. He previously worked for Aegis Capital Corp. from November 6, 2015, to October 19, 2022. Here’s more about Jerry Goldblum’s disclosures.
Aegis Capital Corp. Investor Accused Goldblum Of Breach Of Fiduciary Duty
Also, an Aegis Capital Corp. client filed FINRA Arbitration No. 20-00036 about Jerry Goldblum. Supposedly, Goldblum breached a contract, made unsuitable recommendations, and breached his fiduciary duty. Because of this, the client allegedly sustained damages of $26,212. So, on February 4, 2022, Aegis Capital Corp. settled this matter by paying the client $10,683.67 in damages.
Jerry Goldblum Disclosed Misrepresentation Allegations By Gaines Berland Inc. Client
Further, a client of Gaines Berland Inc. contested Jerry Goldblum’s sales practices, according to a complaint. Allegedly, Goldblum breached a contract, made misrepresentations, breached his fiduciary duties to the investor, and failed to supervise. It appears that Goldblum caused the client to sustain damages. As a result, Gaines Berland Inc. opted to settle the matter by compensating the client in the amount of $12,500.
Did You Sustain Losses Because Of Securities Broker Goldblum?
Did you experience losses because of any sales practice violation by financial advisor / securities broker Jerry Goldblum? If so, reach out to Soreide Law Group online or at (888) 760-6552 and talk with a securities attorney about your legal options. Soreide Law Group has recovered losses for many clients in the US, works on a contingency fee basis, and advances all costs. Goldblum and brokerage firms Goldblum worked for deny any allegations of sales practice violations.
