Jody Weide (Osaic Wealth) Barred By FINRA Following Regulatory Investigation

FINRA barred securities broker Jody Ryan Vander Weide (also known as Jody Vanderweide) [CRD: 2571083, Grand Rapids, Michigan], based on public information found on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Evidently, Weide worked for Osaic Wealth Inc. from July 11, 2024, to April 25, 2025. Keep reading to learn more about Weide’s disclosures and regulatory record.

FINRA Sanctioned Weide For Non-Cooperation

On May 30, 2025, FINRA resolved Case No. 2024081609001 by imposing a permanent bar on Jody Weide, preventing him from associating with any FINRA-member firm. The action stemmed from Weide’s refusal to provide documents and information that FINRA requested while investigating his alleged outside business activity that had not been properly disclosed.

The record shows that Weide had been employed by Sigma Financial Corporation until March 2024, when he was terminated for suspected involvement in an unapproved outside business activity. Although he initially complied with FINRA’s investigation, in April and May 2025 he stopped responding to requests for further information. By declining to turn over the required documents, he violated FINRA Rules 8210 and 2010.

Michigan Charged Jody Weide With Being Unregistered Investment Adviser Representative, Providing Misleading Information To Regulators

Evidently, on March 25, 2025, Michigan opened Case: ENF-25-020027 against Jody Weide. Evidently, the state alleged that Weide carried out investment advisory activities without registering as required and without showing that an exemption or other justification applied under Michigan law. The case also alleged that Weide gave false explanations to the Corporations, Securities, and Commercial Licensing Bureau about the circumstances surrounding a past termination. For this reason, Michigan has sought to issue a cease and desist order against Weide. The matter remains pending.

Osaic Wealth Inc. Terminated Jody Weide For Failing To Disclose Termination

Evidently, on April 10, 2025, Osaic Wealth Inc. ended its association with Weide. Evidently, the firm stated that Weide did not provide complete disclosure regarding a former broker dealer’s termination when trying to join Osaic.

Did You Sustain Losses Because Of Securities Broker / Financial Advisor Weide?

Did you experience losses because of Jody Weide? If so, reach out to Soreide Law Group at (888) 760-6552 or online and talk with a securities lawyer concerning a potential recovery of your investment losses. For years, For over a decade, Soreide Law Group has recovered losses for clients located throughout the country. Also, the firm works on a contingency fee basis and advances all costs. Weide and brokerage firms Weide worked for deny allegations referenced within these public disclosures.