Joe Hall The Focus Of Berthel Fisher Investors’ Unsuitable Recommendations Allegations

Investors might have sustained losses due to securities broker Joe Bryan Hall [CRD: 833873, Glendale, California], according to disclosures on FINRA BrokerCheck. Evidently, Hall worked for Berthel Fisher Company Financial Services Inc. from July 31, 2006, to April 6, 2021, and later for Cambridge Investment Research Inc. from April 5, 2021, to April 13, 2022. Read on to learn more about Hall’s disclosures and investor disputes.

Berthel Fisher Company Financial Services Inc. Investor Accused Hall Of Unsuitable Recommendations

Evidently, a Berthel Fisher Company Financial Services Inc. client filed FINRA Arbitration No. 25-01194 about Joe Hall. Mainly, the client alleged that Hall made unsuitable recommendations. For this reason, the client allegedly sustained damages connected to direct investments including non-traded REITs. Consequently, on August 7, 2025, Berthel Fisher Company Financial Services Inc. settled this matter by paying the client $9,750.00 in damages.

Joe Hall Disclosed Unsuitable Advice Allegations By Berthel Fisher Company Financial Services Inc. Client

Also, a client of Berthel Fisher Company Financial Services Inc. disputed Joe Hall’s sales practices, according to a complaint dated December 7, 2022. Allegedly, Hall gave unsuitable advice by selling the client illiquid oil and gas investments. Therefore, the client sought compensation from Berthel Fisher Company Financial Services Inc. or Hall in the amount of $200,000.00 in this matter.

Hall Disclosed Due Diligence Allegations By Berthel Fisher Company Financial Services Inc. Client

Specifically, a client of Berthel Fisher Company Financial Services Inc. contested Hall’s sales practices by bringing FINRA Arbitration No. 21-01388. Allegedly, Hall made unsuitable recommendations and failed to perform due diligence. Supposedly, Hall caused the client to sustain damages on direct investments. Consequently, Berthel Fisher Company Financial Services Inc. opted to settle the matter on December 2, 2021, by compensating the client in the amount of $14,500.

Joe Hall Disclosed Unsuitable REIT Allegations By Berthel Fisher Company Financial Services Inc. Client

Evidently, a client of Berthel Fisher Company Financial Services Inc. disputed Hall’s sales practices by bringing FINRA Arbitration No. 17-00807. Allegedly, Hall gave unsuitable advice relating to real estate securities. As a result, Berthel Fisher Company Financial Services Inc. opted to settle the matter on June 3, 2019, by compensating the client in the amount of $50,000.

Have You Made Investments Through Securities Broker Hall?

Do you have concerns or questions regarding investments you made with Joe Hall? You can get in touch with Soreide Law Group at (888) 760-6552 or online and talk with a securities lawyer concerning a potential recovery of your investment losses. For more than a decade, Soreide Law Group has recovered losses for investors throughout the country. Also, the firm takes cases on a contingency fee arrangement and advances all costs. Hall and brokerage firms Hall worked for deny allegations referenced in public disclosures.