John Lee Discloses Investor Disputes

Soreide Law Group is investigating possible investor claims against securities broker John Lee [CRD#: 2950037, Fort Worth, Texas]. Specifically, FINRA BrokerCheck discloses that investors disputed the sales practices of the securities broker, who worked for Cambridge Investment Research. Evidently, one or more clients allege sales practice violations in these disputes. Here is a brief summary of the disclosures about Lee. However, please note that the securities broker denies the allegations.

Cambridge Investment Research Client Accuses John Lee Of Causing Damages

Evidently, on June 21, 2022, a Cambridge Investment Research client filed FINRA Arbitration #: 22-01393 about John Lee. Particularly, the client alleged that Lee made investment recommendations for the purpose of making commissions from the client. Because of this, the client allegedly sustained damages. Therefore, the client requested compensatory damages from Cambridge Investment Research or Lee. Evidently, this arbitration is pending a resolution.

Lee Permitted To Resign For Allegedly Reusing Signatures Of Client

Also, Cambridge Investment Research disaffiliated with Lee on August 10, 2021. Notably, he was permitted to resign because of allegedly reusing client signatures. The broker denies Cambridge Investment Research's allegations.

NMIS Ends Relationship With John Lee For Alleged Private Securities Transactions

Evidently, John Lee worked for NMIS. On September 15, 2010, Lee was permitted to resign amid allegations of private securities transactions. However, Lee denies NMIS's allegations of his selling away activities.

Did Cambridge Investment Research Securities Broker Lee Cause You To Experience Damages?

Have you experienced damages by investing with John Lee? If so, contact Soreide Law Group at (888) 760-6552 and speak with a securities lawyer about a possible recovery of your investment losses. Soreide Law Group, who has successfully recovered money for hundreds of investors in all 50 states, represents clients on a contingency fee basis and advances all costs. Please keep in mind that Lee and the brokerage firms Lee has associated with deny any and all allegations of sales practice violations.