Investors might have sustained losses due to securities broker John Mickelson [CRD: 2628700, Logan, Utah], according to disclosures on FINRA BrokerCheck. Specifically, Mickelson worked for Cambridge Investment Research Inc. from October 19, 2012 to December 31, 2022, and for Crown Capital Securities, L.P. from January 3, 2023 to March 12, 2024. He joined CreativeOne Securities LLC on March 6, 2024, and Strategic Advocates LLC on September 19, 2022. Keep reading to find out more about the investor disputes concerning Mickelson.
Particularly, on February 20, 2025, a Cambridge Investment Research Inc. client filed FINRA Arbitration No. 25-00359 about John Mickelson. The client alleged that Mickelson made unsuitable recommendations in oil and gas investments. The client further claimed that the securities broker was after high commissions and fees. Supposedly, Mickelson deprived them of returns from a diversified portfolio. Therefore, the client requested compensation from Cambridge or Mickelson. Evidently, this arbitration is pending a resolution.
Also, a client of Cambridge Investment Research Inc. disputed John Mickelson’s sales practices by filing FINRA Arbitration No. 25-00140 on January 21, 2025. Allegedly, Mickelson made unsuitable recommendations in oil and gas investments. Supposedly, the broker sold these speculative alternative investments to make high commissions and fees. It appears that Mickelson caused the client to sustain damages through these recommendations. Thus, the client seeks compensation from Cambridge or Mickelson in this ongoing matter.
Do you have questions or concerns about investments you made through John Mickelson? If so, contact Soreide Law Group online or at (888) 760-6552 and talk to a securities lawyer. For years, Soreide Law Group has recouped losses for investors throughout the country. Also, the firm takes investor cases on a contingency fee basis and advances the costs. Mickelson and brokerage firms Mickelson worked for deny allegations of sales practice violations.
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Investors apparently complained about securities broker Richard James Carlesco Jr. [CRD: 2135988, Liverpool, New York], given the disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Carlesco worked for IBN Financial Services Inc. from October 24, 2000, to the present, and later registered with Cambridge Investment Research Inc. and Cambridge Investment Research Advisors Inc. beginning April […]
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