Financial Industry Regulatory Authority (FINRA) BrokerCheck shows disclosures about securities broker / financial advisor John Norman Doiron [CRD: 5305305, Toano, Virginia]. Doiron has worked for Cabot Lodge Securities LLC since 2013 and CL Wealth Management LLC since 2012. Keep reading to learn about the client disputes related to Doiron’s handling of private placements, including GWG L Bonds.
On June 26, 2024, FINRA Arbitration No. 24-01423 was filed and is currently pending. The investors alleged sales practice violations, including breach of fiduciary duty, violations of FINRA rules, misrepresentations and omissions, violations of state securities laws, negligence, failure to supervise, and breach of contract. These allegations are related to the purchase of GWG L-bonds in February 2021. The investors want $150,000 in damages.
John Doiron was also referenced in a FINRA Arbitration Claim that was settled on April 8, 2024, for $7,500. The client alleged misrepresentation of material facts, breach of fiduciary duty, failure to supervise, breach of contract, negligence, and violation of regulatory rules concerning the sale of private investments. FINRA Arbitration No. 23-02120.
On November 17, 2023, a client of Cabot Lodge Securities LLC filed FINRA Arbitration No. 23-03311 about John Doiron. The client alleged that Doiron breached his fiduciary duty, was negligent, and breached a contract in connection with private placements, including the sale of GWG L Bonds. The client asked for $75,000 in damages.
On September 15, 2023, a separate client dispute involving Doiron's conduct settled. The client, in this case, accused Doiron of breaching his fiduciary duty, violating New Mexico securities laws and FINRA rules, breaching a contract, and violating Regulation Best Interest concerning the sale of GWG L Bonds. Cabot Lodge Securities LLC paid $21,000 to settle the dispute. FINRA Arbitration No. 22-02181.
Contact Soreide Law Group online or at (888) 760-6552 to speak with a securities attorney for more information. Doiron and Cabot Lodge Securities LLC deny allegations of sales practice violations. Soreide Law Group has experience representing investors throughout the country. The firm handles cases on a contingency basis.
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