Evidently, as of 2020, two additional investor disputes are reported on the FINRA BrokerCheck profile of securities broker Jonathan Ben Mirer, who goes by "Jon Mirer" (CRD#: 336638, Henderson, Nevada). Evidently, Mirer worked for securities firms, including Wells Fargo Advisors LLC (2003 to 2016) and Ameriprise Financial Services LLC (2016 to present). Let's take a closer look at what these investors have alleged about Mirer.
Notably, in the most recent dispute on Jon Mirer’s BrokerCheck record – a FINRA Arbitration Claim from May 2021 – the client of Ameriprise Financial Services claims that Mirer provided bad advice. It appears that Mirer had them invest in the energy sector. Allegedly, too much of the client’s assets were designated for this sector. Because of this, the client supposedly lost money. For this reason, they asked for Ameriprise Financial Services and Mirer to compensate them. Evidently, the client alleged $50,000 in damages in this ongoing matter.
Notably, a client of Wells Fargo Advisors came forward to contest Jon Mirer’s sales practices. Supposedly, this March 2020 dispute alleges Mirer’s overconcentration of assets in what the client described as unsuitable securities. Supposedly, Mirer caused the client losses by having their portfolio allocated in those securities. For this reason, they asked for $75,000 in damages. This matter is ongoing at this time.
Supposedly, Wells Fargo Advisors took aim at Jon Mirer's sales practices with foreign equity products. Mainly, the client contends that Mirer engaged in unauthorized trading. It seems that these unauthorized trades resulted in damages between 2009 and 2016. For this reason, in February 2017, Wells Fargo Advisors settled this matter by paying the client $20,000.
In addition, a client of Wells Fargo Advisors disputed Jon Mirer’s actions in their investment account. The April 2016 dispute mainly focuses on Mirer’s trading of energy stocks. Supposedly, the securities broker made trades at some point from 2005 through 2016, causing damages. It seems that Wells Fargo elected to resolve this matter by paying $17,300 to the client in February 2017.
Prior disputes about Jon Mirer settled for compensation. Those disputes collectively allege unauthorized or unsuitable trading by Mirer.
Did securities broker Jon Mirer cause you to suffer losses? If so, call Soreide Law Group at (888) 760-6552 and speak with a skilled securities lawyer regarding a possible recovery of your losses. Soreide Law Group represents clients on a contingency fee basis and advances all costs. The firm has helped many United States investors recover compensation after incurring losses caused by their financial advisors and securities brokers. Please note that Mirer denies all allegations of his sales practice violations.
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