Soreide Law Group is investigating possible investor claims against securities broker Jonathan Korbin Dickson [CRD: 4287732, Atlanta, Georgia]. Specifically, Financial Industry Regulatory Authority (FINRA) BrokerCheck discloses that investors disputed the sales practices of the securities broker, who worked for Morgan Stanley. Notably, investors allege sales practice violations in these disputes, including misrepresentations. Here is a brief summary of the disclosures about Dickson.
Evidently, a Morgan Stanley client filed a complaint about Jonathan Dickson. Namely, the client alleged that Dickson made misrepresentations. Because of this, the client allegedly sustained damages. Therefore, on March 18, 2022, Morgan Stanley settled this matter by paying the client compensation.
Also, a client of Morgan Stanley contested Jonathan Dickson’s sales practices, according to a complaint dated April 4, 2020. Allegedly, Dickson failed to follow instructions. Supposedly, Dickson caused the client to sustain damages. Therefore, the client sought compensatory relief from Morgan Stanley or Dickson. However, the securities firm and broker denied this complaint.
Jonathan Dickson has worked for Morgan Stanley as a securities broker and financial advisor since March 2010.
Did you sustain losses by investing with Jonathan Dickson? If so, get in touch with Soreide Law Group online or at (888) 760-6552 and talk with a securities lawyer concerning a potential recovery of your investment losses. Soreide Law Group, who has helped recover money for investors throughout the country, works on a contingency fee basis and advances all costs. Dickson and brokerage firms Dickson worked for deny any and all allegations of sales practice violations.
Pending customer claims on BrokerCheck name Michael Graham (CRD 3263494) and list LPL Financial as the firm. Each claim is pending and unproven, and no arbitrator has ruled on any of them. The customers allege that Graham misrepresented guaranteed principal and returns on a secured loan related to a real estate deal.
An SEC decision involving Titan Securities (CRD 131392) of Plano, Texas became final on August 7, 2026, according to FINRA's October 2026 Disciplinary and Other FINRA Actions report. The decision fined the firm $50,000. The record lists the firm as JTA Securities Management, Inc. dba Titan Securities.
Every settled customer dispute on Peter Maller's BrokerCheck report names Lincoln Financial as the firm. Maller holds CRD number 2322403. The newest dispute, filed on March 5, 2024, settled on August 15, 2024 for $12,500 against alleged damages of $50,000. The claimants alleged that the representative represented an oil and gas investment as safe.
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