Investors apparently complained about securities broker Jonathan Gabriel Gazdak [CRD: 5678294, Red Bank, New Jersey], according to publicly available information on FINRA BrokerCheck. Evidently, Gazdak has been registered with Alexander Capital L.P. since May 13, 2014. Read on for details about the disclosures involving Gazdak and the allegations raised about him.
Particularly, on October 17, 2024, an Alexander Capital L.P. client filed FINRA Arbitration No. 24-02230 about Jonathan Gazdak. The client alleged that Gazdak breached his fiduciary duty, was negligent, breached a contract, and violated FINRA rules. For this reason, the client allegedly incurred damages associated with private equity investments. As a result, the client requested $1,694,000 in compensation from Alexander Capital L.P. or Gazdak. It appears that this arbitration is pending a resolution.
Additionally, a client of Alexander Capital L.P. contested Jonathan Gazdak’s sales practices by filing Civil Action No. 1:22-cv-3318 on May 2, 2022. Allegedly, Gazdak committed conversion, breached his fiduciary duty, violated the Investment Advisors Act, breached a contract, and engaged in civil conspiracy. It appears that Gazdak caused the client to sustain damages linked to promissory notes. Consequently, the client seeks compensation from Alexander Capital L.P. or Gazdak in this ongoing matter.
Do you need clarification on any investment losses associated with Jonathan Gazdak? You can contact Soreide Law Group online or at (888) 760-6552 and talk to a securities lawyer concerning a potential recovery of your investment losses. Soreide Law Group has recovered losses for investors throughout the United States. Also, the firm takes cases on a contingency fee arrangement and advances all costs. Gazdak and brokerage firms Gazdak worked for deny accusations of sales practice violations.
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