Investors apparently complained about securities broker Jonathan Gabriel Gazdak [CRD: 5678294, Red Bank, New Jersey], according to publicly available information on FINRA BrokerCheck. Evidently, Gazdak has been registered with Alexander Capital L.P. since May 13, 2014. Read on for details about the disclosures involving Gazdak and the allegations raised about him.
Particularly, on October 17, 2024, an Alexander Capital L.P. client filed FINRA Arbitration No. 24-02230 about Jonathan Gazdak. The client alleged that Gazdak breached his fiduciary duty, was negligent, breached a contract, and violated FINRA rules. For this reason, the client allegedly incurred damages associated with private equity investments. As a result, the client requested $1,694,000 in compensation from Alexander Capital L.P. or Gazdak. It appears that this arbitration is pending a resolution.
Additionally, a client of Alexander Capital L.P. contested Jonathan Gazdak’s sales practices by filing Civil Action No. 1:22-cv-3318 on May 2, 2022. Allegedly, Gazdak committed conversion, breached his fiduciary duty, violated the Investment Advisors Act, breached a contract, and engaged in civil conspiracy. It appears that Gazdak caused the client to sustain damages linked to promissory notes. Consequently, the client seeks compensation from Alexander Capital L.P. or Gazdak in this ongoing matter.
Do you need clarification on any investment losses associated with Jonathan Gazdak? You can contact Soreide Law Group online or at (888) 760-6552 and talk to a securities lawyer concerning a potential recovery of your investment losses. Soreide Law Group has recovered losses for investors throughout the United States. Also, the firm takes cases on a contingency fee arrangement and advances all costs. Gazdak and brokerage firms Gazdak worked for deny accusations of sales practice violations.
Investors might have sustained losses due to securities broker James Fredrick Tighe [CRD: 3129233, Phoenix, Arizona], and Financial Industry Regulatory Authority barred him, based on public information on BrokerCheck. Tighe was associated with Morgan Stanley from June 1, 2009, through January 14, 2025. Continue reading to find out more about Tighe’s regulatory and client dispute […]
Investors potentially experienced sales practice violations by securities broker Sung Moo Cho (also known as Sam Cho) [CRD: 5015906, New York, New York], and FINRA barred him, given the public information found on FINRA BrokerCheck. Cho was associated with Ameriprise Financial Services from January 22, 2021, to October 21, 2025, and Citigroup Global Markets from […]
Investors potentially incurred losses because of securities broker Raymond Trey Brown [CRD: 6170291, Frisco, Texas], and FINRA sanctioned him, according to disclosures on FINRA BrokerCheck. Brown worked for Northwestern Mutual Investment Services LLC, from March 17, 2014, to December 13, 2024. See below to learn more about Brown’s disclosures. FINRA Sanctioned Raymond Brown For Failure […]
Phone:
Fax: 1-954-760-6553
Email: info@securitieslawyer.com