Jonathan Wade Of Wells Fargo Terminated For Unauthorized Trading

Investors have reportedly disputed the sales practices of securities broker Jonathan Partridge Wade (also known as Jon Wade) [CRD: 1614237, New York, New York], according to publicly available information on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Wade worked for Wells Fargo Clearing Services LLC from August 5, 2000, to September 17, 2025. Investors should review this article to find out more about the disclosures involving Wade’s conduct as a securities broker.

Wells Fargo Clearing Services Disaffiliated With Jon Wade For Unauthorized Trading

Particularly, on August 20, 2025, Wells Fargo Clearing Services LLC disaffiliated with Wade. Specifically, Wells Fargo Clearing Services LLC alleged that Wade engaged in unauthorized trading by executing transactions in certain non-discretionary client accounts without first obtaining the required client authorization.

Jonathan Wade Disclosed Failure To Follow Instructions Allegations By Wells Fargo Clearing Services Client

Evidently, a client of Wells Fargo Clearing Services LLC contested Wade’s sales practices by filing FINRA Arbitration No. 25-00310. Allegedly, Wade failed to follow instructions, which the client claims resulted in unnecessary income tax consequences. It appears that the alleged conduct involved an individual retirement account. The arbitration was filed on February 21, 2025, and the matter remains pending. The client requested $413,500.80 in damages.

Wells Fargo Advisors LLC Investor Accused Jon Wade Of Failure To Follow Instructions

Additionally, a Wells Fargo Advisors LLC client filed FINRA Arbitration No. 12-03095 about Jonathan Wade. Mainly, the client alleged that Wade failed to follow instructions. Because of this, the client allegedly sustained damages connected to mutual funds. As a result, on October 9, 2013, Wells Fargo Advisors LLC settled this matter by paying the client $95,000 in damages.

Jonathan Wade Disclosed Unsuitable Recommendations Allegations By Wachovia Securities LLC Client

Notably, a client of Wachovia Securities LLC disputed Wade’s sales practices by filing FINRA Arbitration No. 04-07549. Allegedly, Wade made unsuitable recommendations by heavily concentrating the client’s separate IRA accounts. It appears that Wade caused the client to incur damages relating to stocks. Consequently, Wachovia Securities LLC opted to settle the matter on April 6, 2006, by compensating the client in the amount of $20,000.

Did You Invest With Financial Advisor / Securities Broker Jon Wade?

Do you need clarification on any investment losses relating to Jonathan Wade? Get in touch with Soreide Law Group at (888) 760-6552 or online and speak with a securities attorney concerning a possible recovery of your investment losses. Soreide Law Group has recovered losses for investors throughout the country. Also, the firm works on a contingency fee basis and advances all costs. Wade and brokerage firms Wade worked for deny accusations of sales practice violations.