John Alex (CRD: 2020710) settled customer disputes at Morgan Stanley and UBS Financial Services between 2011 and 2025, according to BrokerCheck, which lists him as John L. Alex.

Investors might have received losses due to securities broker Jonna Doris Keller (also known as Jonna Doris Edelmayer and as Jonna Doris Hansen) [CRD: 1983864, Sarasota, Florida], according to disclosures on FINRA BrokerCheck. According to the regulator, Keller has worked for Osaic Wealth Inc. since September 1, 2023. Previously, Keller worked for SagePoint Financial Inc. from December 7, 2015, to September 1, 2023. Here’s more about the disclosures related to Keller.
Specifically, on December 7, 2023, a Sigma Financial Corporation client filed FINRA Arbitration No. 23-03376 about Jonna Keller. Supposedly, Keller made misrepresentations of material fact and was negligent. Because of this, the client allegedly sustained damages on real estate securities. Therefore, the client requested $300,000 in compensation from Sigma Financial Corporation or Keller. Evidently, this arbitration is pending a resolution.
Also, a client of First Security Investments Inc. contested Jonna Keller’s sales practices by filing Civil Action No. 06CA1285NC. Allegedly, Keller misrepresented an annuity policy, stating it had a 6% guarantee when the client only received 4%. It appears that Keller caused the client to sustain damages. Therefore, First Security Investments Inc. opted to settle the matter on June 26, 2007, by compensating the client in the amount of $65,000. Keller’s insurance company settled the claim without any admission of wrongdoing.
Are you looking for more information about Jonna Keller? If you incurred losses, contact Soreide Law Group online or at (888) 760-6552 and talk to a securities attorney about a possible recovery. Soreide Law Group has recovered losses for investors throughout the United States, works on a contingency fee basis, and advances all costs. Keller and brokerage firms Keller worked for deny accusations of sales practice violations.
John Alex (CRD: 2020710) settled customer disputes at Morgan Stanley and UBS Financial Services between 2011 and 2025, according to BrokerCheck, which lists him as John L. Alex.
Sam Bhushan (CRD: 4884717) is named in several pending customer complaints and one settled dispute, according to his BrokerCheck report.
Sterling Louviere (CRD: 2021328), listed on BrokerCheck as Sterling Vaughn Louviere, is named in a pending customer claim over Reg D private placements, with Cabin Securities as the firm named.
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