June 6, 2025

Jordan Rider Linked To LPL Financial Clients’ Disputes About Unsuitable Advice

senior couple looking at papers frowning

Investors might have sustained losses due to securities broker Jordan P. Rider [CRD: 5292169, Leawood, Kansas], according to disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. It appears that Jordan Rider worked for LPL Financial LLC since December 14, 2010, and more recently for The Wealth Consulting Group since July 14, 2023. He also worked for V Wealth Advisors LLC from December 16, 2010, to December 31, 2023. Check out the following information about the disclosures against this securities broker.

LPL Financial LLC Investor Accused Rider Of Mismanagement

Specifically, on April 11, 2025, an LPL Financial LLC client filed a complaint about Jordan Rider. Supposedly, Rider made unsuitable recommendations, failed to disclose risks, and mismanaged accounts. Because of this, the client allegedly incurred damages through investing in exchange-traded funds (ETFs). Therefore, the client requested $120,000 in compensation from LPL Financial LLC or Rider. Evidently, this matter is pending a resolution.

V Wealth Management Investor Accused Jordan Rider Of Mismanagement

Particularly, a client filed a complaint about Jordan Rider. Supposedly, Rider made unsuitable recommendations about ETFs, failed to disclose risks, and mismanaged the account. As a result, on May 21, 2018, V Wealth Management settled this matter by paying the client $125,000.00 in damages.

Rider Disclosed Unsuitable Recommendations Allegations By V Wealth Management LLC Client

Also, a client of V Wealth Management LLC contested Jordan Rider’s sales practices, according to a complaint. Allegedly, Rider made unsuitable recommendations and overconcentrated accounts in commodities and energy investments. Because of this, V Wealth Management LLC chose to settle the matter on September 6, 2016, by compensating the client in the amount of $85,000.00.

LPL Financial / V Wealth Management Investor Accused Jordan Rider Of Unsuitable Recommendations

Additionally, a client filed a complaint about Jordan Rider. Supposedly, Rider made unsuitable recommendations in her retirement accounts. Because of this, the client allegedly incurred damages through investing in mutual funds and stocks. Therefore, on September 18, 2015, V Wealth Management or LPL Financial settled this matter by paying the client $50,000.00 in damages.

Did You Invest Through Financial Advisor / Securities Broker Jordan Rider?

Do you have concerns about investments you made through Jordan Rider? You should get in touch with Soreide Law Group online or at (888) 760-6552 and speak to a securities lawyer concerning a potential recovery. Soreide Law Group has recovered losses for investors throughout the country. The law firm also takes cases on a contingency fee basis and advances all costs. Rider and securities firms / investment advisories Rider worked for deny allegations of sales practice violations.

S H A R E   T H I S   P O S T

Recent Posts

September 30, 2026
The Logan Group Securities Fined By FINRA For Reg BI And Form CRS Violations

The Logan Group Securities [CRD: 40259, Roseville, California] was censured and fined $70,000 in a FINRA disciplinary action, according to FINRA's Disciplinary and Other FINRA Actions report for September 2026. FINRA found that the firm, listed in the report as Logan, Kevin Christopher dba The Logan Group Securities, willfully violated Reg BI and Form CRS requirements. The firm consented to the sanctions and to the entry of findings without admitting or denying them, according to the Letter of Acceptance, Waiver and Consent (AWC) issued July 27, 2026.

September 30, 2026
Brown Associates Fined $30,000 By FINRA Over Private Placement Supervision Failures

Brown Associates, Inc. [CRD: 5049, Chattanooga, Tennessee] was censured and fined $30,000 in an AWC issued by FINRA, according to FINRA's Disciplinary and Other FINRA Actions report for September 2026.

September 30, 2026
RBC Capital Markets Fined $275,000 By FINRA Over AML Compliance Program Failures

RBC Capital Markets, LLC (CRD #31194, New York, New York) was censured and fined $275,000 after an AWC found the firm failed to develop and implement an anti-money laundering compliance program reasonably designed to detect and cause the reporting of suspicious transactions, according to FINRA's September 2026 disciplinary report.

Contact us Nationwide USA
2401 E. Atlantic Blvd., Suite 305, Pompano Beach, FL 33062
Helping clients recover money across the USA
search
Copyright © 2026 Soreide Law Group, PLLC  |  All Rights Reserved