FINRA BrokerCheck indicates that investors alleged improper sales practices involving securities broker Jorge Luis Alfonso (CRD#: 4728979, Coral Gables, Florida) and that those violations resulted in damages. Evidently, Alfonso was a securities broker at Deutsche Bank Securities Inc. and Infinex Investments Inc. before joining Snowden Account Services LLC in 2022 You’ll want to take a closer look at the allegations of breach of fiduciary and negligent supervision as reported on BrokerCheck, bearing in mind that the broker denies committing any inappropriate sales practices.
Evidently, in August 2021, an Infinex Investments Inc. client decided to lodge an arbitration claim about Jorge Alfonso’s and the securities firm’s sales practices. Supposedly, the client experienced damages stemming from Alfonso’s handling of the client’s investments. Causes of action reportedly include misrepresentation, gross negligence, and breaches of duty. Because of this, the client demands that the securities firm pay $50,000-$100,000 in damages to resolve the client’s allegations. This matter awaits a resolution.
Particularly, a client objected to Jorge Alfonso’s actions as a securities broker when working for Deutsche Bank Securities Inc. The client brought an investment dispute in July 2016, alleging that Alfonso made unauthorized trades. Supposedly, the securities broker caused the client to experience damages. However, it appears that this matter closed without resolution.
Did you realize losses because of securities broker Jorge Alfonso? If so, call Soreide Law Group at (888) 760-6552 to discuss your situation with a skilled securities lawyer. Soreide Law Group handles investor dispute cases by a contingency fee arrangement and advances costs. The firm has recovered considerable compensation for investors in the US who have sustained losses from their financial advisors or securities brokers. Please note that Alfonso denies all accusations of his sales practice violations.
Pending customer claims on BrokerCheck name Michael Graham (CRD 3263494) and list LPL Financial as the firm. Each claim is pending and unproven, and no arbitrator has ruled on any of them. The customers allege that Graham misrepresented guaranteed principal and returns on a secured loan related to a real estate deal.
An SEC decision involving Titan Securities (CRD 131392) of Plano, Texas became final on August 7, 2026, according to FINRA's October 2026 Disciplinary and Other FINRA Actions report. The decision fined the firm $50,000. The record lists the firm as JTA Securities Management, Inc. dba Titan Securities.
Every settled customer dispute on Peter Maller's BrokerCheck report names Lincoln Financial as the firm. Maller holds CRD number 2322403. The newest dispute, filed on March 5, 2024, settled on August 15, 2024 for $12,500 against alleged damages of $50,000. The claimants alleged that the representative represented an oil and gas investment as safe.
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