FINRA BrokerCheck indicates that investors alleged improper sales practices involving securities broker Jorge Luis Alfonso (CRD#: 4728979, Coral Gables, Florida) and that those violations resulted in damages. Evidently, Alfonso was a securities broker at Deutsche Bank Securities Inc. and Infinex Investments Inc. before joining Snowden Account Services LLC in 2022 You’ll want to take a closer look at the allegations of breach of fiduciary and negligent supervision as reported on BrokerCheck, bearing in mind that the broker denies committing any inappropriate sales practices.
Evidently, in August 2021, an Infinex Investments Inc. client decided to lodge an arbitration claim about Jorge Alfonso’s and the securities firm’s sales practices. Supposedly, the client experienced damages stemming from Alfonso’s handling of the client’s investments. Causes of action reportedly include misrepresentation, gross negligence, and breaches of duty. Because of this, the client demands that the securities firm pay $50,000-$100,000 in damages to resolve the client’s allegations. This matter awaits a resolution.
Particularly, a client objected to Jorge Alfonso’s actions as a securities broker when working for Deutsche Bank Securities Inc. The client brought an investment dispute in July 2016, alleging that Alfonso made unauthorized trades. Supposedly, the securities broker caused the client to experience damages. However, it appears that this matter closed without resolution.
Did you realize losses because of securities broker Jorge Alfonso? If so, call Soreide Law Group at (888) 760-6552 to discuss your situation with a skilled securities lawyer. Soreide Law Group handles investor dispute cases by a contingency fee arrangement and advances costs. The firm has recovered considerable compensation for investors in the US who have sustained losses from their financial advisors or securities brokers. Please note that Alfonso denies all accusations of his sales practice violations.
Investors apparently complained about securities broker Debra Dawn Mesle (also known as Debra Dawn Hanebrink and Debbie Mesle) [CRD: 849766, Chesterfield, Missouri], based on public information on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Mesle worked for Merrill Lynch from June 30, 2006, to January 2, 2026, and has worked for Huntleigh Securities Corporation and Huntleigh […]
Investors potentially experienced sales practice violations by securities broker Francis Stephen Zoracki, also known as Frank Zoracki [CRD: 1363103, Irwin, Pennsylvania], according to information disclosed through Financial Industry Regulatory Authority (FINRA) BrokerCheck. Zoracki has worked for Cambridge Investment Research Inc. since September 28, 2011; Cambridge Investment Research Advisors Inc. since September 28, 2011; and Duncan […]
Investors may have suffered financial harm by securities broker and investment adviser Loren James Grabau [CRD: 6984490, Santa Maria, California], given the public information found on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Grabau worked for Independent Financial Group LLC from April 8, 2019, to August 19, 2025. See below to discover more about Grabau’s disclosures. […]
Phone:
Fax: 1-954-760-6553
Email: info@securitieslawyer.com