Joseph Barreca Facing Disputes From Clients Of First Horizon Advisors, Wells Fargo Advisors

Investors may have incurred losses due to securities broker Joseph Pierre Barreca Jr. (also known as Joe Barreca) [CRD: 3276048, Metairie, Louisiana], according to public information reported on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Barreca worked for Infinex Investments Inc. from July 1, 2016 to January 22, 2021, and for First Horizon Advisors Inc. from January 22, 2021 to October 15, 2024. He joined Wells Fargo Clearing Services LLC and Wells Fargo Advisors on October 11, 2024. Read on to find out more about Joseph Barreca’s disclosures and what investors have alleged.

First Horizon Advisors Investor Accused Barreca Of Unsuitable Recommendations

Specifically, on June 13, 2025, a First Horizon Advisors Inc. client filed a complaint about Joseph Barreca. Supposedly, Barreca made unsuitable recommendations of illiquid market linked notes. The client also alleged lack of account diversification. Because of this, the client allegedly sustained damages relating to structured notes. Consequently, the client requested $300,000 in compensation from First Horizon Advisors Inc. or Barreca. It appears that this arbitration is pending a resolution.

Wells Fargo Advisors Investor Accused Joseph Barreca Of Excessive Fees, Mismanagement

Notably, on January 21, 2025, a Wells Fargo Advisors client filed a complaint about Joseph Barreca. Allegedly, Barreca charged excessive fees and mismanaged the allocation of assets. So, the client requested $5,657.98 in compensation from Wells Fargo Advisors or Barreca.

Barreca Faced Accusations Of Poor Performance From First Horizon Advisors Client

Particularly, on April 4, 2023, a First Horizon Advisors Inc. client filed a complaint about Joseph Barreca. Primarily, the client alleged poor performance in their investment advisory account. The complaint also alleged that the broker failed to contact them regarding their account in 2022. Consequently, the client requested $70,000 in compensation from First Horizon Advisors Inc. or Barreca. However, the firm denied this complaint.

Barreca Disclosed Unauthorized Trading Allegations By First Horizon Advisors Client

Additionally, a client of First Horizon Advisors Inc. took aim at Joseph Barreca’s sales practices, based on a complaint dated August 15, 2022. Mainly, the client alleged that Barreca engaged in unauthorized trading. It appears that Barreca allegedly caused the client to sustain damages connected to a market-linked CD and a market-linked note. Therefore, the client sought compensation from First Horizon Advisors Inc. or Barreca in the amount of $22,000 in this matter.

Looking For More Information About Securities Broker Joseph Barreca?

Are you concerned regarding investments you made with Joseph Pierre Barreca? If so, contact Soreide Law Group at (888) 760-6552 or online. Speak with a securities lawyer about a potential recovery. For years, Soreide Law Group has helped to recoup losses for investors throughout the United States. Also, the firm takes cases on a contingency fee basis and advances the costs. Barreca and brokerage firms Barreca worked for deny accusations of sales practice violations.