In June 2024, a customer claim naming Amir Navab (CRD 2437020) settled at Great Gable Wealth Management for $180,000. His BrokerCheck report also shows settled disputes at UBS Financial Services, starting in 2004.
On February 16, 2016,
John Joseph Labarca (CRD #2030473, Spotswood, New Jersey)
was barred by FINRA for allegedly refusing to provide FINRA with requested information and documents in connection with FINRA’s investigation into allegations made against Labarca in a statement of claim a client had filed.
(FINRA Case 2015045012301)
According to FINRA’s BrokerCheck, Labarca has been in the securities industry for 24 years, and Labarca has had at least three customer complaints and one financial disclosure--bankruptcy filing. Some of the customer complaints filed against Labarca allege unsuitable investments, unauthorized trading and breach of fiduciary duty.
FINRA has permanently barred Joseph J. Labarca from acting as a broker or otherwise associating with firms that sell securities to the public. Some of the firms he was registered with are listed below:
02/2010 - 02/2016 NATIONAL SECURITIES CORPORATION - EDISON, NJ
06/2006 - 02/2010 WELLS FARGO ADVISORS, LLC - NEW YORK, NY
04/2002 - 06/2006 RYAN BECK & CO. - NEW YORK, NY
07/1997 - 05/2002 GRUNTAL & CO., L.L.C. - NEW YORK, NY
If you've suffered losses due to the recommendations of broker Joseph J. Labarca, formerly with National Securities Corporation in Edison, NJ, call Soreide Law Group and speak to a lawyer specializing in securities regarding the possible recovery of your investment at: 888-760-6552.
Soreide Law Group represents our clients nationwide on contingency and advances all costs. We are committed to recovering our clients’ losses due to the negligence or fraud of their stock brokers or financial advisors.
In June 2024, a customer claim naming Amir Navab (CRD 2437020) settled at Great Gable Wealth Management for $180,000. His BrokerCheck report also shows settled disputes at UBS Financial Services, starting in 2004.
Centaurus Financial appears as the firm on a pending customer arbitration against Brett Ewing (CRD 2904608). The customer filed it on September 14, 2026. According to BrokerCheck, the customer alleges that Ewing recommended unsuitable, illiquid investments from February 2016 through February 2019. Ewing denies the allegations, and no arbitrator has ruled.
FINRA found that Eric Kleiner (CRD 4135180) refused to provide documents and information it requested during an investigation. Without admitting or denying the findings, Kleiner consented to the sanction and to the entry of findings.
Phone:
Fax: 1-954-760-6553
Email: [email protected]