Investors may have suffered financial losses related to securities broker Joshua Roy Belcher [CRD: 6106238, Wichita, Kansas], according to information disclosed through Financial Industry Regulatory Authority (FINRA) BrokerCheck. Evidently, Belcher was affiliated with Edward Jones from September 27, 2012, through May 13, 2026. Continue reading to find out more about the disclosures involving Belcher and the circumstances surrounding those events.
According to the disclosure, Edward Jones terminated Belcher's association with the firm on April 24, 2026. The firm alleged that Belcher failed to follow internal procedures relating to the handling of client funds.
Joshua Belcher is the subject of an investigation initiated by FINRA on February 1, 2026, into allegations that Belcher violated firm policy while associated with Edward Jones. The investigation is ongoing.
Brokerage firms typically maintain policies governing how financial professionals handle client funds to help safeguard investor assets and ensure transactions are processed appropriately. These procedures may address matters such as receiving checks, transferring funds, documenting transactions, and following internal compliance requirements.
FINRA rules and firm policies are designed to promote accurate recordkeeping and protect investors. A disclosure involving the mishandling of client funds does not, by itself, establish that an investor suffered losses or that a securities law violation occurred. However, those disclosures may draw regulatory attention and are often reviewed as part of a firm's supervisory and compliance processes.
Are you concerned about investments you made through Joshua Belcher? You should contact Soreide Law Group at (888) 760-6552 or online and talk with a securities attorney about a possible recovery of your investment losses. Soreide Law Group has recovered losses for hundreds of clients throughout the US. Also, our securities lawyers work on a contingency fee basis and advance all costs. Belcher and brokerage firms Belcher worked for deny allegations of sales practice violations.
Steven Graham (CRD 1977736) denies the allegations in a pending customer claim filed on August 11, 2026. The disclosure names Western International Securities as the firm, and the claim involves corporate bonds. No arbitrator has ruled on it. His BrokerCheck report also lists a settled bond dispute and a federal court matter from earlier years.
A claim filed on September 11, 2024 names Thomas Hamlin (CRD 2208505) over a 10% Senior Unsecured Note in iCap Fund III. Every disclosure on his BrokerCheck report involves an iCap private placement and names Somerset Securities as the firm. Each one settled, and a settlement is not an admission of wrongdoing.
Peter Po's most recent settlement came on June 28, 2026, when a corporate bond claim settled for $40,000. Po (CRD 3106974) appears in several settled customer disputes over corporate and high-yield bonds. The disclosures name NI Advisors or California Securities as the firm, and each matter ended in a settlement, not a finding.
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