Investors may have suffered financial harm by securities broker Joshua Keith Rushing (also known as Josh Keith Rushing) [CRD: 6399994, Scottsdale, Arizona], according to disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Joshua Rushing worked for Cetera Advisors LLC from December 1, 2023, to June 9, 2025, and previously worked for Edward Jones from November 17, 2014, to December 18, 2023. Read on to learn more about the disclosures involving Joshua Rushing.
Particularly, a client filed a complaint about Joshua Rushing. Mainly, the client alleged that Rushing made trades during November 2022 without the client's authorization. Because of this, the client allegedly sustained damages. Consequently, on September 12, 2023, Edward Jones settled this matter by paying the client $38,959.
Specifically, a client of Edward Jones contested Joshua Rushing’s sales practices, according to a complaint. Allegedly, Rushing made misrepresentations by indicating that Six Flags stock had been purchased according to the client's instructions when the transaction had instead been entered as a limit order that never executed. It appears that Rushing allegedly caused the client to experience damages tied to stocks. Therefore, Edward Jones agreed to settle the matter on February 16, 2021, by compensating the client in the amount of $9,356.
Are you worried about investments you made through Joshua Rushing? Get in touch with Soreide Law Group at (888) 760-6552 or online and consult with a securities attorney regarding a possible recovery of your investment losses. Soreide Law Group has recovered losses for hundreds of clients throughout the country. Also, our securities lawyers handle cases on a contingency fee basis and advance all costs. Rushing and brokerage firms Rushing worked for deny allegations of sales practice violations.
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Financial Industry Regulatory Authority (FINRA) sanctioned securities broker Michael Stephen Schoolcraft [CRD: 6375300, Lisle, Illinois], based on public information on BrokerCheck. Schoolcraft worked for MML Investors Services LLC from May 17, 2016, to May 1, 2026. Read on to find out more about Schoolcraft’s disclosures. MML Terminated Michael Schoolcraft Over Personal Loans MML Investors Services […]
Securities broker Patrick Michael Carroll [CRD: 2676119, Cadillac, Michigan] has disclosures including a regulatory action and investor complaint, according to Financial Industry Regulatory Authority (FINRA) BrokerCheck records. Carroll joined Centaurus Financial Inc. as a securities broker on September 20, 2006, and as a financial advisor representative on June 24, 2010. The disclosures described below include […]
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