FINRA reports allegations of sales practice violations by securities broker Kenneth Joseph Heidelberger[CRD#: 5293261, Naples, Florida]. Evidently, investors disputed the sales practices of the securities broker, who worked for Fifth Third Securities. Notably, these disclosures allege Heidelberger engaged in sales practice violations. Read on to learn more about the allegations against Heidelberger. However, please note that the securities broker denies the allegations.
Evidently, a client of Fifth Third Securities contested Kenneth Joseph Heidelberger's sales practices, according to a complaint dated March 7, 2020. Notably, accusations against the securities broker include poor performance. Allegedly, the unit investment trusts that Heidelberger sold or recommended resulted in damages. Therefore, the client requested compensatory relief from Fifth Third Securities or Heidelberger. However, the firm denied this dispute.
Also, on February 2, 2018, a Fifth Third Securities client filed a complaint about Kenneth Joseph Heidelberger. Specifically, the client alleged unauthorized use of funds. Supposedly, the client sustained damages relating to purchases or sales of mutual funds. Therefore, the client requested $7,879 in compensation from Fifth Third Securities or Heidelberger. However, the firm denied this complaint.
Have you experienced damages by investing with Kenneth Joseph Heidelberger? If so, contact Soreide Law Group at (888) 760-6552 and speak with a securities lawyer about a possible recovery of your investment losses. Soreide Law Group, who has successfully recovered money for hundreds of investors in all 50 states, represents clients on a contingency fee basis and advances all costs. Please keep in mind that Heidelberger and the brokerage firms Heidelberger has associated with deny any and all allegations of sales practice violations.
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