Investors possibly experienced losses because of securities broker Kevin Lawrence Kelly [CRD: 2293119, Asheville, North Carolina], according to disclosures on the Financial Industry Regulatory Authority (FINRA) BrokerCheck. Kevin Kelly worked for LPL Financial LLC from October 20, 2010, to June 3, 2021. Here’s more about Kevin Kelly's past employment and allegations of unsuitable investment recommendations.
Particularly, on March 19, 2024, an LPL Financial LLC client filed FINRA Arbitration No. 24-00611 about Kevin Kelly. Supposedly, Kelly made unsuitable recommendations. Because of this, the client allegedly sustained damages in real estate securities. So, the client requested compensation from LPL Financial LLC or Kelly. Evidently, this arbitration is pending a resolution.
Also, a client filed a complaint about Kelly. Supposedly, Kelly gave unsuitable advice. Because of this, the client allegedly sustained damages on structured notes. As a result, on January 17, 2024, Avantax Investment Services Inc. settled this matter by paying the client $284,000 in damages.
Particularly, on December 13, 2023, an Avantax Investment Services Inc. client filed FINRA Arbitration No. 23-03443 about Kelly. Supposedly, Kelly made unsuitable recommendations of structured notes. Therefore, the client requested $473,739.14 in compensation from Avantax Investment Services Inc. or Kelly. Evidently, this arbitration is pending a resolution.
Did you experience losses because of Kevin Kelly? If so, get in touch with Soreide Law Group online or at (888) 760-6552 so you can talk to a securities attorney about your legal options. Soreide Law Group has recovered losses for investors throughout the United States, represents investors through contingency fees, and advances all costs. Kelly and brokerage firms he worked for deny any allegations of sales practice violations.
Zachary Cuyler Green, also known as Zach Green (CRD: 5714566), is a securities broker based in Raleigh, North Carolina. A client has claimed investment losses in a complaint involving Green, according to Financial Industry Regulatory Authority (FINRA) BrokerCheck. Green worked with Merit Financial Advisors since May 8, 2025, and Purshe Kaplan Sterling Investments since May […]
Adam T. Taff, also known as Adam Taff (CRD: 5933315), is a securities broker and financial advisor in Charlotte, North Carolina. He has been registered with MML Investors Services LLC as a broker since July 26, 2011, and as a financial advisor since November 30, 2012. Taff disclosed a client complaint involving alleged investment losses, […]
Investors might have sustained losses due to securities broker Donald Paul Robbins [CRD: 4364668, Waxhaw, North Carolina], according to disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Evidently, Robbins has been registered with MML Investors Services LLC as a broker since April 8, 2016, and as a financial advisor since April 12, 2016. Keep reading […]
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