Kevin McBarron Linked To Union Capital Company Client Complaint About Negligence

Investors potentially experienced sales practice violations because of securities broker Kevin William McBarron [CRD: 1282026, Carlsbad, California], according to disclosures on FINRA BrokerCheck. McBarron joined LPL Financial LLC on March 17, 2025. Before joining LPL, he worked with Union Capital Company in Carlsbad, California, and Tucson, Arizona, from December 19, 2015 to April 3, 2025. Read the following sections to know more about the allegations concerning Kevin McBarron.

Union Capital Company Investor Accused McBarron Of Breach Of Fiduciary Duty

Particularly, on May 7, 2025, a Union Capital Company client brought a complaint about Kevin McBarron. The client alleged that McBarron was negligent and breached his fiduciary duty. Because of this, the client allegedly sustained damages relating to variable annuities. Therefore, the client requested over $5,000.00 in compensation from Union Capital Company or McBarron.

What Is A Breach Of Fiduciary Duty In Variable Annuity Sales?

A breach of fiduciary duty occurs when a securities broker or financial advisor fails to act in the best interests of their client. In the context of variable annuity sales, this can involve recommending a product that benefits the broker more than the client, failing to fully disclose fees or risks, or ignoring the client’s investment goals or risk tolerance. Such conduct may lead to significant financial harm for the investor.

Were You Impacted By Securities Broker Kevin McBarron?

Do you have concerns or questions regarding investments involving Kevin McBarron? If so, touch base with Soreide Law Group online or at (888) 760-6552 and talk to a securities lawyer. For years, Soreide Law Group has recouped losses for investors throughout the country. Also, the firm takes investor cases on a contingency fee basis and advances the costs. McBarron and brokerage firms McBarron worked for deny allegations of sales practice violations.