Investors potentially experienced sales practice violations by securities broker Milka L. Micic [CRD: 4929945, Chicago, Illinois], given the public information found on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Micic has been registered with J.P. Morgan Securities LLC as a securities broker since October 1, 2008, and as a financial advisor since March 22, 2024. See below to find out more about disclosures involving Micic.
Notably, on April 15, 2026, a J.P. Morgan Securities LLC client filed FINRA Arbitration No. 26-00777 about Milka Micic. Mainly, the client alleged that Micic failed to follow instructions concerning a managed account between March and April of 2025. Because of this, the client allegedly sustained damages. Consequently, the client requested $10,000,000 in compensation from J.P. Morgan Securities LLC or Micic. BrokerCheck shows that this arbitration is awaiting a resolution.
Failure to follow instructions can occur when a securities broker or financial advisor does not carry out a client’s authorized directions regarding a managed account. Examples may include not implementing requested changes, failing to execute approved investment decisions, or not acting according to agreed account objectives. Those allegations can lead to disputes when clients believe the failure contributed to investment losses or other damages.
Are you worried about investments you made through Milka Micic? If so, reach out to Soreide Law Group online or at (888) 760-6552 and talk to a securities attorney regarding a possible recovery of your investment losses. Soreide Law Group has recovered losses for investors throughout the US. Also, our securities lawyers work on a contingency fee arrangement and advance all costs. Micic and brokerage firms Micic worked for deny accusations of sales practice violations.
Edward Pegram Of RBC Capital Markets Terminated Over Discretionary Trading Policy
Investors might have been negatively impacted by securities broker Edward Sanford Pegram IV (also known as Edward Sandford Pegram IV and Sandy Pegram) [CRD: 721375, Wellesley Hills, Massachusetts], according to disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Edward Pegram was registered with RBC Capital Markets LLC from July 22, 2020, to May 1, 2026, and previously worked for Merrill Lynch from December 12, 2013, to July 23, 2020. Investors should continue reading to learn more about a disclosure reported on his FINRA BrokerCheck record.
Soreide Law Group has filed a FINRA arbitration on behalf of our clients (Claimants) against: CONCORDE INVESTMENTS SERVICES, LLC, and BERTHEL, FISHER & COMPANY FINANCIAL SERVICES, INC (Respondents). The Claimants are in their late 70s, retired, and according to the lawsuit, were not looking to take any unnecessary risks with their retirement savings. The Claimants […]
THEODORE WILLIAM BYRER (THEODORE W BYRER, TED BYRER) was registered as a broker with MORGAN STANLEY of Indianapolis, Indiana, from 11/11/2013 - 04/20/2023. He was most recently registered with INTERNATIONAL ASSETS ADVISORY, INC of Westfield, Indiana, from 05/09/2023 - 09/17/2024. According to his BrokerCheck CRD report, dated 7/23/2026, THEODORE W BYRER was suspended for 14 […]
MARK LAWRENCE SULLIVAN (MARK SULLIVAN, MARK L SULLIVAN), formerly with UBS Wealth Management USA in New York City, was fined $10,000 and suspended for three months by the Financial Industry Regulatory Authority (FINRA) over allegations that he traded in customers’ accounts without the proper approval. Sullivan was previously registered both as a broker and as an […]
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