Investors have reportedly disputed the sales practices of securities broker Kyle Mitchell McLaughlin [CRD: 2614967, Cincinnati, Ohio], based on disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Evidently, McLaughlin worked for Morgan Stanley from September 23, 2013, to August 27, 2024, and currently works for RBC Capital Markets LLC since August 22, 2024. Read below to learn more about the disclosures involving McLaughlin.
Particularly, on September 5, 2025, a Morgan Stanley client filed FINRA Arbitration No. 25-01867 about Kyle McLaughlin. Primarily, the client alleged that McLaughlin made unsuitable recommendations related to opening a Liquidity Access Line for investment reasons between April 2024 and August 2024. Because of this, the client allegedly incurred damages. Consequently, the client requested compensation from Morgan Stanley or McLaughlin. It appears that this arbitration is pending a resolution.
Notably, a client of NMIS LLC disputed Kyle McLaughlin’s sales practices by filing FINRA Arbitration No. 11-04670. Allegedly, McLaughlin withdrew funds without the client’s authorization and invested them in a risky startup venture. It appears that McLaughlin caused the client to sustain damages connected to mutual funds. Therefore, NMIS LLC opted to settle the matter on December 21, 2012, by compensating the client in the amount of $75,000.
Do you have concerns or questions regarding investments you made with Kyle McLaughlin? If so, reach out to Soreide Law Group online or at (888) 760-6552 and talk with a securities attorney concerning a potential recovery of your investment losses. For years, Soreide Law Group has recovered losses for investors throughout the United States. Also, the firm takes cases on a contingency fee basis and advances all costs. McLaughlin and brokerage firms McLaughlin worked for deny allegations of sales practice violations.
Soreide Law Group has filed a FINRA arbitration on behalf of our clients (Claimants) against: CONCORDE INVESTMENTS SERVICES, LLC, and BERTHEL, FISHER & COMPANY FINANCIAL SERVICES, INC (Respondents). The Claimants are in their late 70s, retired, and according to the lawsuit, were not looking to take any unnecessary risks with their retirement savings. The Claimants […]
THEODORE WILLIAM BYRER (THEODORE W BYRER, TED BYRER) was registered as a broker with MORGAN STANLEY of Indianapolis, Indiana, from 11/11/2013 - 04/20/2023. He was most recently registered with INTERNATIONAL ASSETS ADVISORY, INC of Westfield, Indiana, from 05/09/2023 - 09/17/2024. According to his BrokerCheck CRD report, dated 7/23/2026, THEODORE W BYRER was suspended for 14 […]
MARK LAWRENCE SULLIVAN (MARK SULLIVAN, MARK L SULLIVAN), formerly with UBS Wealth Management USA in New York City, was fined $10,000 and suspended for three months by the Financial Industry Regulatory Authority (FINRA) over allegations that he traded in customers’ accounts without the proper approval. Sullivan was previously registered both as a broker and as an […]
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