Larry Cohen Linked To Aegis Capital Client’s Unsuitable Advice Arbitration Claim

Investors reportedly complained about securities broker Larry Ovadia Cohen [CRD: 3191796, New York, New York], based on public information found on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Evidently, Cohen has worked for Dominari Securities LLC since March 4, 2024, and previously worked for Aegis Capital Corp. from May 1, 2018, to April 3, 2024. Keep reading to discover more about Cohen’s disclosures.

Aegis Capital Corp. Investor Accused Cohen Of Unsuitable Investments

Notably, on January 7, 2025, an Aegis Capital Corp. client filed FINRA Arbitration No. 25-00032 about Larry Cohen. Mainly, the client alleged that Cohen made unsuitable recommendations. Because of this, the client allegedly sustained damages on stocks. Therefore, the client requested compensation estimated at $5,000 or greater from Aegis Capital Corp. or Cohen. This arbitration is pending a resolution.

Cohen Disclosed Unauthorized Trading Allegations By Ryan Beck Co. Client

Additionally, a client of Ryan Beck Co. disputed Larry Cohen’s sales practices, according to a complaint. Allegedly, Cohen engaged in unauthorized trading. It appears that Cohen caused the client to sustain damages connected to over-the-counter equities. For this reason, Ryan Beck Co. opted to settle the matter on April 8, 2005, by paying $19,000.

Were You Impacted By Financial Advisor / Securities Broker Cohen?

Are you concerned regarding investments you made with Larry Cohen? You should reach out to Soreide Law Group online or at (888) 760-6552 and consult with a securities attorney about a possible recovery of your investment losses. For years, Soreide Law Group has recovered losses for clients throughout the country. The firm also works by a contingency fee arrangement and advances all costs. Cohen and brokerage firms Cohen worked for deny all allegations of sales practice violations.