Ernesto Chavez (CRD: 4315877) faces a new pending claim on BrokerCheck over an investment made in 2018. The customer alleges $180,000 in damages, and no arbitrator has ruled on the claim.
Investors reportedly complained about securities broker Larry Ovadia Cohen [CRD: 3191796, New York, New York], based on public information found on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Evidently, Cohen has worked for Dominari Securities LLC since March 4, 2024, and previously worked for Aegis Capital Corp. from May 1, 2018, to April 3, 2024. Keep reading to discover more about Cohen’s disclosures.
Notably, on January 7, 2025, an Aegis Capital Corp. client filed FINRA Arbitration No. 25-00032 about Larry Cohen. Mainly, the client alleged that Cohen made unsuitable recommendations. Because of this, the client allegedly sustained damages on stocks. Therefore, the client requested compensation estimated at $5,000 or greater from Aegis Capital Corp. or Cohen. This arbitration is pending a resolution.
Additionally, a client of Ryan Beck Co. disputed Larry Cohen’s sales practices, according to a complaint. Allegedly, Cohen engaged in unauthorized trading. It appears that Cohen caused the client to sustain damages connected to over-the-counter equities. For this reason, Ryan Beck Co. opted to settle the matter on April 8, 2005, by paying $19,000.
Are you concerned regarding investments you made with Larry Cohen? You should reach out to Soreide Law Group online or at (888) 760-6552 and consult with a securities attorney about a possible recovery of your investment losses. For years, Soreide Law Group has recovered losses for clients throughout the country. The firm also works by a contingency fee arrangement and advances all costs. Cohen and brokerage firms Cohen worked for deny all allegations of sales practice violations.
Ernesto Chavez (CRD: 4315877) faces a new pending claim on BrokerCheck over an investment made in 2018. The customer alleges $180,000 in damages, and no arbitrator has ruled on the claim.
William Tunink (CRD: 2738224) settled a customer claim for $299,000 on August 11, 2026, according to his BrokerCheck report. The customer alleged that he obtained loans from the customer, and that some of the money went into an investment.
Tony Barouti (CRD: 3031995) faces a pending $230,400 customer claim, according to his BrokerCheck report. He says the allegations in it are false. His report also lists SEC administrative and cease-and-desist proceedings from August 2025.
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