Investors reportedly complained about securities broker Larry Ovadia Cohen [CRD: 3191796, New York, New York], based on public information found on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Evidently, Cohen has worked for Dominari Securities LLC since March 4, 2024, and previously worked for Aegis Capital Corp. from May 1, 2018, to April 3, 2024. Keep reading to discover more about Cohen’s disclosures.
Notably, on January 7, 2025, an Aegis Capital Corp. client filed FINRA Arbitration No. 25-00032 about Larry Cohen. Mainly, the client alleged that Cohen made unsuitable recommendations. Because of this, the client allegedly sustained damages on stocks. Therefore, the client requested compensation estimated at $5,000 or greater from Aegis Capital Corp. or Cohen. This arbitration is pending a resolution.
Additionally, a client of Ryan Beck Co. disputed Larry Cohen’s sales practices, according to a complaint. Allegedly, Cohen engaged in unauthorized trading. It appears that Cohen caused the client to sustain damages connected to over-the-counter equities. For this reason, Ryan Beck Co. opted to settle the matter on April 8, 2005, by paying $19,000.
Are you concerned regarding investments you made with Larry Cohen? You should reach out to Soreide Law Group online or at (888) 760-6552 and consult with a securities attorney about a possible recovery of your investment losses. For years, Soreide Law Group has recovered losses for clients throughout the country. The firm also works by a contingency fee arrangement and advances all costs. Cohen and brokerage firms Cohen worked for deny all allegations of sales practice violations.
Soreide Law Group has filed a FINRA arbitration on behalf of our clients (Claimants) against: CONCORDE INVESTMENTS SERVICES, LLC, and BERTHEL, FISHER & COMPANY FINANCIAL SERVICES, INC (Respondents). The Claimants are in their late 70s, retired, and according to the lawsuit, were not looking to take any unnecessary risks with their retirement savings. The Claimants […]
THEODORE WILLIAM BYRER (THEODORE W BYRER, TED BYRER) was registered as a broker with MORGAN STANLEY of Indianapolis, Indiana, from 11/11/2013 - 04/20/2023. He was most recently registered with INTERNATIONAL ASSETS ADVISORY, INC of Westfield, Indiana, from 05/09/2023 - 09/17/2024. According to his BrokerCheck CRD report, dated 7/23/2026, THEODORE W BYRER was suspended for 14 […]
MARK LAWRENCE SULLIVAN (MARK SULLIVAN, MARK L SULLIVAN), formerly with UBS Wealth Management USA in New York City, was fined $10,000 and suspended for three months by the Financial Industry Regulatory Authority (FINRA) over allegations that he traded in customers’ accounts without the proper approval. Sullivan was previously registered both as a broker and as an […]
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