Investors potentially experienced sales practice violations by securities broker Jeffrey Michael Thure [CRD: 2687213, Melville, New York], given the disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Jeffrey Thure worked for Aegis Capital Corp. from May 2, 2013, to the present, and previously worked for Maxim Group LLC from October 23, 2002, to April 30, […]

Investors apparently complained about securities broker Anthony John Robert Pucci (also known as Tony Pucci) [CRD: 6120523, Houston, Texas], based on public information located on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Pucci has been registered with Craft Capital Management LLC since August 5, 2018. Keep reading to find out more about Pucci’s disclosures. Aegis Capital […]

Investors apparently complained about securities broker Alain Alberto Ohayon (also known as Allen Alberto Ohayon) [CRD: 1180975, Melville, New York], based on publicly available information FINRA BrokerCheck. Evidently, Ohayon has been registered with Aegis Capital Corp. since September 17, 2013. Read on to discover more about the disclosures involving this broker. Aegis Capital Corp. Investor […]

Investors reportedly complained about securities broker Larry Ovadia Cohen [CRD: 3191796, New York, New York], based on public information found on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Evidently, Cohen has worked for Dominari Securities LLC since March 4, 2024, and previously worked for Aegis Capital Corp. from May 1, 2018, to April 3, 2024. Keep […]

One or more investors possibly experienced losses because of securities broker Christopher Adam Knutson [CRD: 2997006, Melville, New York], according to disclosures on FINRA BrokerCheck. Evidently, Knutson joined Aegis Capital Corp. on August 27, 2014, where he continues to work at the firm’s office in Melville, New York. Keep reading to learn more about Knutson’s […]

Investors potentially experienced sales practice violations due to securities broker Vasilios Takos (also known as Bill Takos and Billy Takos) [CRD: 2500839, Garden City, New York], based on public information found on FINRA BrokerCheck. Evidently, Takos worked for Aegis Capital Corp. from September 1, 2017, to April 1, 2024, and joined Dominari Securities LLC on […]

Investors potentially experienced losses due to securities broker John Anthony Cutrone III (also known as John Anthony Cutrone) [CRD: 6427013, New York, New York], based on disclosures on FINRA BrokerCheck. Evidently, Cutrone worked for Aegis Capital Corp. from August 30, 2017, to June 14, 2024. Keep reading to discover more about the disclosures made against […]

Soreide Law Group is actively investigating potential claims on behalf of investors who have suffered financial losses potentially tied to securities broker Marinos Ballas (CRD: 2843677, Melville, New York). Notably, Ballas works for Aegis Capital Corp as of February 19, 2010. Evidently, Aegis Capital Corp clients alleged breach of fiduciary duty and negligence in disputes […]

The Financial Industry Regulatory Authority (FINRA) important information relating to securities broker Scott Neil Hananel [CRD #: 3080827, Melville, NY]. Hananel worked for (1) Aegis Capital Corp from 2010-2021; (2) GunnAllen Financial Inc. from 2005-2010; and (3) Milestone Group Management from 2002-2005. Evidently, Aegis Capital Corp. investors disputed the sales practices of the securities broker. […]