Investors might have sustained losses because of securities broker Larry Richard Hancock [CRD: 1514911, Federal Way, Washington], according to disclosures on FINRA BrokerCheck. Apparently, Hancock worked for Purshe Kaplan Sterling Investments from December 3, 2010, to January 2, 2020. He currently operates as President of ProActive Retirement Solutions and also serves as an investment adviser representative for Integrated Wealth Concepts LLC as of January 2024. Continue reading to learn more about Hancock’s disclosures involving client allegations of unsuitable investment recommendations.
Specifically, on July 3, 2024, a ProActive Retirement Solutions client filed a complaint about Larry Hancock. The client alleged that Hancock made unsuitable recommendations and failed to provide adequate service and guidance. Because of this, the client allegedly sustained damages on real estate securities. Therefore, the client requested damages—determined by the firm to be in excess of $5,000—from ProActive Retirement Solutions or Hancock.
Also, a client of Purshe Kaplan contested Larry Hancock’s sales practices by filing FINRA Arbitration No. 20-04087. Allegedly, Hancock made unsuitable recommendations. Supposedly Hancock caused the client to sustain damages on variable annuities and real estate securities. As a result, Purshe Kaplan opted to settle the matter on September 20, 2022, by compensating the client in the amount of $17,500.
Are you looking for more information about Larry Hancock? If so, reach out to Soreide Law Group online or at (888) 760-6552 and speak with a securities lawyer. Soreide Law Group has recovered losses for investors throughout the country, works on a contingency fee basis, and advances all costs. Hancock and brokerage firms Hancock worked for deny accusations of sales practice violations.
KEVIN CHRISTOPHER MCCARTHY (KEVIN C MCCARTHY) was permanently barred by FINRA from acting as a broker or otherwise associating with a broker/dealer firm with a start date of 5/7/2026. McCarthy was registered as a broker with MADISON AVENUE SECURITIES LLC of Hialeah, Florida, from 12/04/2007 - 01/30/2026. McCarthy was previously registered both as a broker […]
Investors might have sustained losses due to securities broker William H. Grant [CRD: 4219455, Duluth, Georgia], given the public information on Financial Industry Regulatory Authority (FINRA) BrokerCheck. William Grant has been registered with Merrill Lynch since October 23, 2009, as both a securities broker and financial advisor. Investors are encouraged to continue reading to find […]
Investors apparently complained about securities broker James Francis Martin [CRD: 1218618, West Conshohocken, Pennsylvania], according to disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Martin worked for Morgan Stanley from April 4, 2016, to December 2, 2022. See the following information to discover more about disclosures involving Martin and allegations reported on FINRA BrokerCheck. Martin […]
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