Investors potentially experienced sales practice violations due to securities broker Larry Milton Ware [CRD: 3053841, Graham, North Carolina], according to disclosures on FINRA BrokerCheck. Evidently, Larry Ware worked for Avantax Advisory Services and Avantax Investment Services from September 1, 2022, to September 5, 2025; LPL Financial LLC from January 12, 2012, to September 2, 2022; and IFG Advisory LLC from March 2, 2015, to September 1, 2022. He is currently registered with Cetera Wealth Services LLC and Cetera Investment Advisers LLC as of September 5, 2025. See the following information to discover more about the disclosures involving Ware.
Notably, an LPL Financial LLC client filed FINRA Arbitration No. 24-01163 about Larry Ware. Primarily, the client alleged that Ware made unsuitable recommendations. Because of this, the investor allegedly incurred damages associated with structured products. Therefore, on June 4, 2025 LPL Financial LLC settled this matter by paying the client $200,000 in damages.
Additionally, a client of LPL Financial LLC disputed Larry Ware’s sales practices by filing FINRA Arbitration No. 23-00805. Allegedly, Ware made unsuitable recommendations. It appears that Ware caused the client to sustain damages connected to structured products. As a result LPL Financial LLC opted to settle the matter on August 27, 2024, by compensating the client in the amount of $250,000.
Did you experience losses because of Larry Ware? You should contact Soreide Law Group at (888) 760-6552 or online and talk with a securities lawyer concerning a possible recovery of your investment losses. For more than a decade, Soreide Law Group has recovered losses for investors throughout the country. Also, the firm works on a contingency fee basis and advances all costs. Ware and brokerage firms Ware worked for deny accusations of sales practice violations.
Texas State Securities Board sanctioned securities broker Logan D. Cox [CRD: 6927720, Overland Park, Kansas], and investors complained about him, given the publicly available information found on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Logan Cox worked for Arete Wealth Management LLC and Arete Wealth Advisors LLC from June 30, 2020, to May 1, 2025, before […]
Investors potentially experienced sales practice violations by securities broker Scott Douglas Jones [CRD: 2196146, Cincinnati, Ohio], according to disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Jones worked for UBS Financial Services Inc. from January 22, 2009, to January 20, 2026. Read on to discover more about this securities broker’s disclosures. UBS Financial Services Inc. […]
Investors potentially incurred losses because of securities broker Arthur Roy McPherson II (also known as Art McPherson) [CRD: 2245364, Melbourne, Florida], based on public information located on Financial Industry Regulatory Authority (FINRA) BrokerCheck. McPherson has been registered with World Equity Group Inc. since July 1, 2019, and ProStatis Financial Advisors Group since February 25, 2019, […]
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