Investors potentially experienced sales practice violations due to securities broker Larry Milton Ware [CRD: 3053841, Graham, North Carolina], according to disclosures on FINRA BrokerCheck. Evidently, Larry Ware worked for Avantax Advisory Services and Avantax Investment Services from September 1, 2022, to September 5, 2025; LPL Financial LLC from January 12, 2012, to September 2, 2022; and IFG Advisory LLC from March 2, 2015, to September 1, 2022. He is currently registered with Cetera Wealth Services LLC and Cetera Investment Advisers LLC as of September 5, 2025. See the following information to discover more about the disclosures involving Ware.
Notably, an LPL Financial LLC client filed FINRA Arbitration No. 24-01163 about Larry Ware. Primarily, the client alleged that Ware made unsuitable recommendations. Because of this, the investor allegedly incurred damages associated with structured products. Therefore, on June 4, 2025 LPL Financial LLC settled this matter by paying the client $200,000 in damages.
Additionally, a client of LPL Financial LLC disputed Larry Ware’s sales practices by filing FINRA Arbitration No. 23-00805. Allegedly, Ware made unsuitable recommendations. It appears that Ware caused the client to sustain damages connected to structured products. As a result LPL Financial LLC opted to settle the matter on August 27, 2024, by compensating the client in the amount of $250,000.
Did you experience losses because of Larry Ware? You should contact Soreide Law Group at (888) 760-6552 or online and talk with a securities lawyer concerning a possible recovery of your investment losses. For more than a decade, Soreide Law Group has recovered losses for investors throughout the country. Also, the firm works on a contingency fee basis and advances all costs. Ware and brokerage firms Ware worked for deny accusations of sales practice violations.
KEVIN CHRISTOPHER MCCARTHY (KEVIN C MCCARTHY) was permanently barred by FINRA from acting as a broker or otherwise associating with a broker/dealer firm with a start date of 5/7/2026. McCarthy was registered as a broker with MADISON AVENUE SECURITIES LLC of Hialeah, Florida, from 12/04/2007 - 01/30/2026. McCarthy was previously registered both as a broker […]
Investors might have sustained losses due to securities broker William H. Grant [CRD: 4219455, Duluth, Georgia], given the public information on Financial Industry Regulatory Authority (FINRA) BrokerCheck. William Grant has been registered with Merrill Lynch since October 23, 2009, as both a securities broker and financial advisor. Investors are encouraged to continue reading to find […]
Investors apparently complained about securities broker James Francis Martin [CRD: 1218618, West Conshohocken, Pennsylvania], according to disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Martin worked for Morgan Stanley from April 4, 2016, to December 2, 2022. See the following information to discover more about disclosures involving Martin and allegations reported on FINRA BrokerCheck. Martin […]
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