FINRA Sanctions Leonid Yurovsky

Soreide Law Group is investigating possible investor claims against securities broker Leonid Yurovsky (also known as Lenny Yurovsky) (CRD: 4554905, Mineola, New York). Particularly, FINRA sanctioned the securities broker, who worked for Joseph Stone Capital LLC. Allegedly, Yurovsky engaged in unsuitable and excessive trading. Here is a brief summary of FINRA’s allegations against Yurovsky.

FINRA Sanctions Yurovsky For Excessive Trading

Evidently, on December 27, 2022, FINRA issued Case: 2020066888401, sanctioning Leonid Yurovsky for infractions. Specifically, Yurovsky agreed to serve a five-month suspension as securities broker. Particularly, FINRA alleged that Yurovsky engaged in unsuitable trading and excessive trading at Joseph Stone Capital LLC. Supposedly, clients paid $175,600 in commissions and charges resulting from Yurovsky’s recommendations.

Yurovsky Discloses Unsuitable Recommendations Allegations By John Thomas Financial Inc. Client

Specifically, a John Thomas Financial Inc. client filed a complaint about Leonid Yurovsky. Namely, the client alleged that Yurovsky made unsuitable recommendations and misrepresentations. Because of this, the client allegedly sustained damages on common stocks and preferred stocks. Therefore, on December 16, 2014, John Thomas Financial Inc. settled this matter by paying the client $55,000 in damages.

Arkansas Sanctions Leonid Yurovsky For Unsuitable Securities Sales

Evidently, on 41989, Arkansas issued Case: S-14-0041, sanctioning Leonid Yurovsky for infractions. Specifically, Arkansas alleged that Yurovsky engaged in excessive trading and made unsuitable sales.

Did Joseph Stone Capital LLC Securities Broker Leonid Yurovsky Cause You To Experience Damages?

Have you experienced damages by investing with Leonid Yurovsky? If you have, then reach out to Soreide Law Group at (888) 760-6552 and speak with an investment lawyer regarding a potential recovery of your investment losses. Soreide Law Group, who has successfully recovered money for hundreds of investors throughout the United States, represents clients on a contingency fee basis and will advance all costs. Please keep in mind that Yurovsky and brokerage firms Yurovsky worked for deny any and all allegations of sales practice violations.