Investors potentially experienced sales practice violations by securities broker Leslie Lyn Little (also known as Leslie Lyn Gardner) [CRD: 2886719, Scottsdale, Arizona], based on publicly available information on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Leslie Little has worked for J.P. Morgan Securities LLC since October 1, 2012. Investors are encouraged to continue reviewing the details below to learn more about disclosures associated with this broker.
Evidently, on November 3, 2025, a J.P. Morgan Securities LLC client filed a complaint about Leslie Little. Primarily, the client alleged that Little made misrepresentations regarding variable annuities. For this reason, the client allegedly sustained damages associated with variable annuities. Consequently, the client requested $100,000 in compensation from J.P. Morgan Securities LLC or Little.
Particularly, a client of J.P. Morgan Securities LLC disputed Little’s sales practices, according to a complaint dated August 12, 2013. Allegedly, Little made unsuitable recommendations. It appears that Little allegedly caused the client to sustain damages. Therefore, the client sought compensation from J.P. Morgan Securities LLC or Little in the amount of $10,400 in this matter. The complaint was denied and closed without action on October 2, 2013.
Did you experience losses because of Leslie Little? Contact Soreide Law Group at (888) 760-6552 or online and consult with a securities lawyer concerning a potential recovery of your investment losses. Soreide Law Group has recovered losses for investors throughout the US. Also, the firm works on a contingency fee basis and advances all costs. Little and brokerage firms Little worked for deny accusations of sales practice violations.
Investors potentially experienced sales practice violations by securities broker Matthew R. Carbray [CRD: 4565811, Northampton, Massachusetts], based on public information on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Carbray has worked for Kestra Investment Services LLC since July 21, 2006, and Kestra Advisory Services LLC since April 19, 2016. Continue reading to learn more about Carbray’s […]
Investors apparently complained about securities broker Juan Pablo Benavides [CRD: 4288007, Miami, Florida], given the public information found on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Benavides has worked for Merrill Lynch as a securities broker since November 22, 2000, and as a financial advisor since March 15, 2004. See below to find out more about […]
Investors potentially incurred losses because of securities broker Sandy Meyer Leff [CRD: 1796695, Atlanta, Georgia], according to information disclosed through Financial Industry Regulatory Authority (FINRA) BrokerCheck. Leff has worked for Carter Terry Company Inc. as a securities broker since October 6, 2016, and as a financial advisor since October 21, 2016. Keep reading to discover […]
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