Investors have reportedly disputed the sales practices of securities broker Lori Ann Iaquinta [CRD: 2393250, San Diego, California], according to publicly available information on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Iaquinta has been registered with Morgan Stanley since June 1, 2009. Keep reading to discover more about Iaquinta’s disclosures.
Particularly, on December 5, 2025, a Morgan Stanley client filed a complaint about Lori Iaquinta. Mainly, the client alleged that Iaquinta made misrepresentations about the rate the client would be charged on a managed account between 2020 and 2025. For this reason, the client allegedly sustained damages. Consequently, the client requested $4,000,000 in compensation from Morgan Stanley or Iaquinta.
Also, a client of Banc of America Investment Services Inc. contested Lori Iaquinta’s sales practices, according to a complaint dated April 13, 2009. Allegedly, Iaquinta gave unsuitable advice and made omissions about investment risks. It appears that Iaquinta allegedly caused the client to sustain damages related to mutual funds. As a result, the client sought compensation from Banc of America Investment Services Inc. or Iaquinta in the amount of $189,000 in this matter. However, the firm denied this complaint.
Additionally, on May 5, 2003, a WM Financial Services Inc. client filed a complaint about Lori Iaquinta. Primarily, the client alleged that Iaquinta made unsuitable recommendations given the client’s age. Because of this, the client allegedly sustained damages associated with mutual funds. Therefore, the client requested $30,353.71 in compensation from WM Financial Services Inc. or Iaquinta. However, the firm denied this complaint.
Did you experience losses because of Lori Iaquinta? Get in touch with Soreide Law Group online or at (888) 760-6552 and speak with a securities lawyer about a possible recovery of your investment losses. Soreide Law Group has recovered losses for investors throughout the United States. Also, our securities attorneys represent investors on a contingency fee basis and advance all costs. Iaquinta and brokerage firms Iaquinta worked for deny accusations of sales practice violations.
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