Lorraine Geiss Involved In MML Investors Services Client’s Misrepresentation Complaint

Investors potentially experienced sales practice violations because of securities broker Lorraine Henry Geiss (also known as Lori Henry Geiss and Lorraine Marie Henry) [CRD: 1982429, Milwaukee, Wisconsin], according to disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Lorraine Geiss worked for MML Investors Services LLC from March 25, 2017 to June 18, 2019. Keep reading to know more about Lorraine Geiss’s disclosures and investor allegations.

MML Investors Services Client Accused Geiss Of Misrepresentation

Evidently, a client filed a complaint about Lorraine Geiss. The client alleged that Geiss made misrepresentations and engaged in unauthorized trading. As a result, the client allegedly sustained damages linked to fixed annuities and life insurance products. Consequently, on September 18, 2024, MML Investors Services LLC settled this matter by paying the client $94,479.44 in damages.

Massachusetts Mutual Life Insurance Company Terminated Lorraine Geiss For Misconduct

Additionally, Massachusetts Mutual Life Insurance Company disaffiliated with Geiss on June 11, 2019. Allegedly, Geiss gave improper advice, reused client signatures, failed to process funds deposited by a client, and inappropriately signed customer documents to effect transactions.

MML Investors Services Investor Accused Lorraine Henry Of Unauthorized Transaction

Also, a client filed a complaint about Lorraine Henry. Mainly, the client alleged that Henry engaged in unauthorized transactions. Therefore, on July 16, 2019, MML Investors Services LLC settled this matter by paying the client $8,000.00 in damages.

Henry Disclosed Misrepresentation Allegations By Wall Street Financial Group Client

In addition, a client of Wall Street Financial Group Inc. disputed Lorraine Henry’s sales practices, according to a complaint. Allegedly, Henry made misrepresentations. It appears that Henry caused the client to sustain damages connected to variable annuities. Consequently, Wall Street Financial Group Inc. opted to settle the matter on August 9, 2006, by paying the investor $9,995.79.

Have You Made Investments Through Securities Broker / Financial Advisor Lorraine Geiss?

Do you have concerns or questions regarding investments you made with Lorraine Geiss? You can get in touch with Soreide Law Group at (888) 760-6552 or online and talk to a securities lawyer concerning a potential recovery. Soreide Law Group is experienced at recovering losses for investors throughout the USA. Also, the firm takes cases on a contingency fee arrangement and advances the costs. Geiss and brokerage firms Geiss worked for deny accusations of sales practice violations.