Soreide Law Group is investigating potential investor claims of sales practice violations possibly committed by securities broker Marc David Drew [CRD: 4659088, Salt Lake City, Utah], according to disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Evidently, Marc Drew joined Equitable Advisors LLC on April 9, 2012. Here’s an overview of the securities broker’s disclosures.
Specifically, on November 21, 2023, an Equitable Advisors LLC client filed FINRA Arbitration No. 23-03300 about Marc Drew. Supposedly, Drew made unsuitable recommendations. Because of this, the client allegedly sustained damages on real estate securities. Because of this, the client requested damages in compensation from Equitable Advisors LLC or Drew. Currently, this arbitration is unresolved.
Evidently, a client of AXA Advisors LLC contested Marc Drew’s sales practices, according to a complaint dated September 10, 2013. Allegedly, Drew made misrepresentations and made unsuitable recommendations. It appears that Drew allegedly caused the client to sustain damages on life insurance products. For this reason, the client sought damages from AXA Advisors LLC or Drew in this matter. However, the securities firm denied this dispute.
Have you experienced losses because of Marc Drew? If you have, reach out to Soreide Law Group online or at (888) 760-6552 and speak with a securities lawyer concerning a possible recovery of your investment losses. Soreide Law Group helps investors throughout the country, works on a contingency fee basis, and advances all costs. Drew and brokerage firms Drew worked for deny accusations of sales practice violations.
Investors apparently complained about securities broker Devlin H. Dwyer. [CRD: 6634140, Atlanta, Georgia], based on public information on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Dwyer worked for Patrick Capital Markets LLC from November 22, 2016, to March 9, 2026. See below to find out more about the disclosures involving this securities broker. Patrick Capital Investor […]
Investors have reportedly disputed the sales practices of securities broker Jennifer Lasser Eilers (also known as Jennifer Ann Costello and Jennifer Ann Lasser) [CRD: 2410129, Niles, Illinois], according to disclosures located on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Jennifer Eilers worked for BMO Harris Financial Advisors Inc. from February 19, 2021, to March 24, 2021, […]
Investors potentially experienced sales practice violations by securities broker Gabriel D. Candea (also known as Gabe Candea) [CRD: 5531840, Santee, California], given the publicly available information found on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Gabriel Candea worked for Emerson Equity LLC from January 14, 2022, to the present as a securities broker in Irvine, California, […]
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