Marc Minor Involved In Woodbury Financial Client’s Unauthorized Trading Arbitration Claim

Investors potentially experienced sales practice violations because of securities broker Marc Gregory Minor [CRD: 2230271, East Peoria, Illinois], based on disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Marc Minor worked for Woodbury Financial Services Inc. from April 23, 2003 to January 19, 2024. As of January 19, 2024, he works for Osaic Wealth Inc. in East Peoria, Illinois. See the following information to find out more about the disclosures involving Minor and his securities dealings.

Woodbury Financial Services Investor Accused Minor Of Unsuitable Recommendations

Evidently, a Woodbury Financial Services client filed FINRA Arbitration No. 24-00595 about Marc Minor. Mainly, the client alleged that Minor made unsuitable recommendations and engaged in unauthorized trading. As a result, the client allegedly incurred damages linked to corporate bonds and real estate securities. Consequently, on November 15, 2024, Woodbury Financial Services settled this matter by paying the client $15,000.00 in damages.

Marc Minor Disclosed Misrepresentation Allegations By Woodbury Financial Services Client

Also, a client of Woodbury Financial Services disputed Marc Minor’s sales practices, according to a complaint dated December 23, 2016. Allegedly, Minor made misrepresentations about variable annuities. Therefore, the client sought compensation from Woodbury Financial Services or Minor in the amount of $62,000.00 in this matter. The firm closed this matter without a resolution.

Woodbury Financial Services Investor Accused Minor Of Misleading Investment Strategy

Additionally, a client filed a complaint about Marc Minor. Supposedly, Minor made misrepresentations regarding an investment strategy. For this reason, the client allegedly sustained damages. Consequently, on August 9, 2016, Woodbury Financial Services Inc. settled this matter by paying the client $5,000.00 in damages.

Marc Minor Disclosed Unauthorized Trading Allegations By Woodbury Financial Services Client

In addition, a client of Woodbury Financial Services Inc. contested Marc Minor’s sales practices, based on a complaint dated February 16, 2012. Allegedly, Minor engaged in unauthorized trading of mutual funds. Therefore, the client sought compensation from Woodbury Financial Services Inc. or Minor. However, the firm denied this complaint.

Investor Accused Minor Of Breach Of Fiduciary Duty

Also, a Woodbury Financial Services Inc. client filed FINRA Arbitration No. 05-04698 about Marc Minor. Mainly, the investor alleged that Minor made unsuitable recommendations, failed to diversify investments, breached his fiduciary duty, and failed to supervise certain securities brokers. Because of this, the client allegedly experienced damages connected to variable annuities and fixed annuities. Consequently, on February 14, 2006, Woodbury Financial Services Inc. settled this matter by paying the client $6,000.00 in damages.

Have You Made Investments Through Financial Advisor / Securities Broker Marc Minor?

Did you experience losses because of Marc Minor? You can get in touch with Soreide Law Group at (888) 760-6552 or online and talk to a securities attorney about a potential recovery. Soreide Law Group has recovered losses for investors located within the US. Also, the firm takes cases on a contingency fee basis and advances the costs. Minor and brokerage firms Minor worked for deny accusations of sales practice violations.