Investors potentially sustained damages through securities broker Mark William Just [CRD: 1138738, Indianapolis, Indiana], according to disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Evidently, Mark Just worked for Triad Advisors LLC from January 26, 2004, to June 18, 2021. The following information concerns the securities broker’s disclosures.
Particularly, on November 20, 2023, a Triad Advisors LLC client filed FINRA Arbitration No. 23-03342 about Mark Just. Mainly, the client alleged that Just sold alternative investments including real estate securities. As a result of allegedly unsuitable advice, the client requested $130,000 in compensation from Triad Advisors LLC or Just. Evidently, this arbitration is pending a resolution.
Additionally, a client of Triad Advisors LLC contested Mark Just’s sales practices by filing FINRA Arbitration No. 23-03336 on November 22, 2023. Allegedly, Just recommended certain variable annuity contracts and a real estate investment trust. This supposedly conflicted with the client’s needs and objectives. Also, the broker allegedly made omissions about investment risks. Therefore, the client seeks damages from Triad Advisors LLC or Just in the amount of $250,000 in this ongoing matter.
Also, on September 26, 2023, a Triad Advisors LLC client filed FINRA Arbitration No. 23-02617 about Mark Just. Supposedly, Just made unsuitable recommendations. Because of this, the client allegedly sustained damages on direct investments. For this reason, the client requested damages between $50,000 and $100,000 in compensation from Triad Advisors LLC or Just. Currently, this arbitration is unresolved.
Evidently, a client of Triad Advisors LLC contested Mark Just’s sales practices by filing FINRA Arbitration No. 23-02296 on August 22, 2023. Allegedly, Just made unsuitable recommendations. It appears that Just caused the client to sustain damages on real estate securities. Therefore, the client seeks $300,000 in damages from Triad Advisors LLC or Just in this ongoing matter.
Particularly, a Triad Advisors LLC client filed FINRA Arbitration No. 23-01828 about Mark Just. Mainly, the client alleged that Just made unsuitable recommendations, overconcentrated accounts in illiquid investments, and mismanaged accounts. As a result, on May 19, 2024, Triad Advisors LLC settled this matter by paying the client $65,000 in damages.
Evidently, a client of Triad Advisors LLC contested Mark Just’s sales practices by filing FINRA Arbitration No. 23-01732. Allegedly, Just made misrepresentations and made unsuitable recommendations regarding the sale of alternative investments. It appears that Just caused the client to sustain damages on business development companies (BDCs). For this reason, Triad Advisors LLC opted to settle the matter on November 22, 2023, by compensating the client.
Also, a Triad Advisors LLC client filed FINRA Arbitration No. 23-00593 about Mark Just. Supposedly, Just made unsuitable recommendations. Because of this, the client allegedly sustained damages on direct investments and real estate securities. Because of this, on May 10, 2024, Triad Advisors LLC settled this matter by paying the client $35,000 in damages.
Did you experience losses due to financial advisor / securities broker Mark Just? If so, contact Soreide Law Group online or at (888) 760-6552 and talk with a securities attorney regarding a potential recovery. Soreide Law Group has recovered losses for investors throughout the United States, works on a contingency fee basis, and advances all costs. Just and brokerage firms Just worked for deny accusations of sales practice violations.
Soreide Law Group is investigating potential investor claims involving Cambridge Investment Research following a FINRA disciplinary action concerning Unit Investment Trust (UIT) recommendations. In April 2026, FINRA censured Cambridge Investment Research after finding supervisory deficiencies involving certain UIT recommendations made to retail clients. Investors who incurred excessive fees, unnecessary costs, or other damages associated with […]
Soreide Law Group is investigating potential investor claims involving Infinity Financial Services after FINRA sanctioned the firm for supervisory failures involving deferred variable annuity exchanges and recommendations. Investors who incurred surrender charges or other losses in connection with variable annuity transactions recommended through Infinity should review the allegations that led to FINRA's disciplinary action against […]
Soreide Law Group is investigating potential investor claims involving losses in NextGenTech Investments LLC, a private fund managed by Sestante Capital LLC that purported to provide investors with economic exposure to shares of private companies, including Anduril Industries. Recent criminal proceedings involving Sestante Capital's manager have raised significant concerns regarding the offering, the representations made […]
Phone:
Fax: 1-954-760-6553
Email: info@securitieslawyer.com