Investors potentially sustained damages through securities broker Mark William Just [CRD: 1138738, Indianapolis, Indiana], according to disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Evidently, Mark Just worked for Triad Advisors LLC from January 26, 2004, to June 18, 2021. The following information concerns the securities broker’s disclosures.
Particularly, on November 20, 2023, a Triad Advisors LLC client filed FINRA Arbitration No. 23-03342 about Mark Just. Mainly, the client alleged that Just sold alternative investments including real estate securities. As a result of allegedly unsuitable advice, the client requested $130,000 in compensation from Triad Advisors LLC or Just. Evidently, this arbitration is pending a resolution.
Additionally, a client of Triad Advisors LLC contested Mark Just’s sales practices by filing FINRA Arbitration No. 23-03336 on November 22, 2023. Allegedly, Just recommended certain variable annuity contracts and a real estate investment trust. This supposedly conflicted with the client’s needs and objectives. Also, the broker allegedly made omissions about investment risks. Therefore, the client seeks damages from Triad Advisors LLC or Just in the amount of $250,000 in this ongoing matter.
Also, on September 26, 2023, a Triad Advisors LLC client filed FINRA Arbitration No. 23-02617 about Mark Just. Supposedly, Just made unsuitable recommendations. Because of this, the client allegedly sustained damages on direct investments. For this reason, the client requested damages between $50,000 and $100,000 in compensation from Triad Advisors LLC or Just. Currently, this arbitration is unresolved.
Evidently, a client of Triad Advisors LLC contested Mark Just’s sales practices by filing FINRA Arbitration No. 23-02296 on August 22, 2023. Allegedly, Just made unsuitable recommendations. It appears that Just caused the client to sustain damages on real estate securities. Therefore, the client seeks $300,000 in damages from Triad Advisors LLC or Just in this ongoing matter.
Particularly, a Triad Advisors LLC client filed FINRA Arbitration No. 23-01828 about Mark Just. Mainly, the client alleged that Just made unsuitable recommendations, overconcentrated accounts in illiquid investments, and mismanaged accounts. As a result, on May 19, 2024, Triad Advisors LLC settled this matter by paying the client $65,000 in damages.
Evidently, a client of Triad Advisors LLC contested Mark Just’s sales practices by filing FINRA Arbitration No. 23-01732. Allegedly, Just made misrepresentations and made unsuitable recommendations regarding the sale of alternative investments. It appears that Just caused the client to sustain damages on business development companies (BDCs). For this reason, Triad Advisors LLC opted to settle the matter on November 22, 2023, by compensating the client.
Also, a Triad Advisors LLC client filed FINRA Arbitration No. 23-00593 about Mark Just. Supposedly, Just made unsuitable recommendations. Because of this, the client allegedly sustained damages on direct investments and real estate securities. Because of this, on May 10, 2024, Triad Advisors LLC settled this matter by paying the client $35,000 in damages.
Did you experience losses due to financial advisor / securities broker Mark Just? If so, contact Soreide Law Group online or at (888) 760-6552 and talk with a securities attorney regarding a potential recovery. Soreide Law Group has recovered losses for investors throughout the United States, works on a contingency fee basis, and advances all costs. Just and brokerage firms Just worked for deny accusations of sales practice violations.
Navigating the complexities of business and securities law requires precision, expertise, and a forward-thinking approach. At Soreide Law Group, we specialize in providing tailored legal solutions for companies, investors, and entrepreneurs across a wide range of services. Whether you are preparing financial disclosures or structuring innovative funding mechanisms, our team ensures compliance, clarity, and efficiency. […]
JOHN FRANCIS SCHLAGHECK (JOHN F SCHLAGHECK), according to FINRA’s BrokerCheck, available to the public on FINRA’s website, has been in the securities industry for 39 years and has been listed with 13 firms. Schlagheck has 13 disclosures on his FINRA CRD report, with 10 of the disclosures “Customer Disputes.” The significance of JOHN F SCHLAGHECK’s […]
Soreide Law Group has been contacted by investors who claimed they had experienced losses due to the alleged purchase of GPB Automotive stock through JAMES MICHAEL ARMOUR (JAMES M ARMOUR), currently listed with AUSDAL FINANCIAL PARTNERS, INC. of Wayzata, Minnesota since 2011. In February of 2021, GPB Automotive Portfolio, LP, was found to be a […]
Phone:
Fax: 1-954-760-6553
Email: [email protected]