Mark Jeffrey Grant (CRD: 227528), a securities broker in New York, New York, has faced investor claims concerning his recommendations, according to disclosures in the Financial Industry Regulatory Authority (FINRA) BrokerCheck database. Grant has worked for A.G.P. / Alliance Global Partners since November 12, 2025. He previously worked for Colliers Securities LLC from April 1, […]

Daniel Zlotnick (CRD: 1177472), a former securities broker in Melville, New York, is named in a client dispute involving alleged investor losses, according to Financial Industry Regulatory Authority (FINRA) BrokerCheck disclosures. Zlotnick worked for LPL Financial LLC from April 28, 2016, to May 4, 2021; Triad Advisors LLC from April 30, 2021, to August 23, […]

Ross Fredrick Brannon, also known as Ross Frederick Brannon (CRD: 5875036), is a securities broker in Plano, Texas. According to Financial Industry Regulatory Authority (FINRA) BrokerCheck disclosures, he is involved in a client arbitration claim over alleged investment losses. Brannon joined Crescent Securities Group on July 7, 2026, after working at Realta Equities from March […]

Investors might have sustained losses due to securities broker Ernest Adolf Stiba Jr. (also known as Ernie Stiba Jr.) [CRD: 1254994, Waco, Texas], based on publicly available information on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Ernest Stiba worked for Lion Street Financial LLC and Lion Street Advisors LLC from September 22, 2016, to November 3, […]

Investors may have suffered financial harm by securities broker Mark Heath Woodward [CRD: 4064469, Tampa, Florida], based on disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Woodward has been registered with Kestra Investment Services LLC since March 15, 2013, and with Kestra Advisory Services LLC since May 5, 2016. Read on to learn more about […]

Investors have reportedly disputed the sales practices of securities broker Patrick James Gorand [CRD: 5559541, Winnetka, Illinois], given the publicly available information found on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Gorand worked for J.P. Morgan Securities LLC from December 2, 2014, to the present as a securities broker and from April 26, 2023, to the […]

Investors might have sustained losses due to securities broker Robert Anders Herje [CRD: 1496687, Plymouth, Minnesota], based on disclosures on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Robert Herje worked for Northland Securities Inc. from September 30, 2002, to December 16, 2025, and Northland Asset Management from January 9, 2014, to December 16, 2025, before joining […]

Investors might have suffered losses due to financial advisor Curt Robert Stauffer [CRD: 2615431, Lancaster, Pennsylvania], according to publicly available information found on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Curt Stauffer worked for Coastal Investment Advisors from December 9, 2011, to September 23, 2020, and has worked for CS Planning Corp. (also known as Realta […]

Investors potentially experienced sales practice violations by securities broker Daniel Coral Goodwin (also known as Dan Goodwin) [CRD: 5752768, The Woodlands, Texas], based on disclosures located on Financial Industry Regulatory Authority (FINRA) BrokerCheck. Goodwin worked for AAG Capital Inc. from March 9, 2022, to June 6, 2024, Great Point Capital LLC from June 3, 2024, […]